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Home > Insider Trading > Filing (0001127602-21-002646)

Filing Details

Accession Number:
0001127602-21-002646
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-26 17:08:43
Reporting Period:
2020-12-31
Accepted Time:
2021-01-26 17:08:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1173514 Hyster-Yale Materials Handling Inc. HY Industrial Trucks, Tractors, Trailors & Stackers (3537) 311637659
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1247944 A Alison Rankin 5875 Landerbrook Drive
Mayfield Heights OH 44124		 No No No Yes
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-12-31 877 $0.00 877 No 5 G Indirect Spouse is Trustee of BTR 2020 GST trust fbo Elisabeth Rankin
Class A Common Stock Acquisiton 2021-01-22 7,352 $55.50 8,229 No 4 P Indirect Spouse is Trustee of BTR 2020 GST trust fbo Anne Rankin
Class A Common Stock Acquisiton 2021-01-22 7,352 $55.50 8,229 No 4 P Indirect Spouse is Trustee of BTR 2020 GST trust fbo Elisabeth Rankin
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect Spouse is Trustee of BTR 2020 GST trust fbo Elisabeth Rankin
No 4 P Indirect Spouse is Trustee of BTR 2020 GST trust fbo Anne Rankin
No 4 P Indirect Spouse is Trustee of BTR 2020 GST trust fbo Elisabeth Rankin
Reported Derivative Transactions
Show Other Fields >>
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Acquisiton 2020-12-31 1,567 $0.00 1,567 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 10,366 $55.50 10,366 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 10,366 $55.50 10,366 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,567 No 5 G Indirect
11,933 No 4 P Indirect
11,933 No 4 P Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 54,147 Indirect proportionate limited partnership interest in shares held by Rankin Associates I, L.P
Class A Common Stock 29,986 Indirect Reporting Person?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock 377 Indirect proportionate interests held in shares in Rankin Associates V
Class A Common Stock 635 Indirect Proportionate interest in shares held in Rankin Associates VI
Class A Common Stock 16,828 Indirect Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin
Class A Common Stock 200 Indirect Reporting person's spouse serves as Trustee for the benefit of Elisabeth Rankin
Class A Common Stock 765 Indirect Reporting person serves as co-trustee of trust fbo Elisabeth M. Rankin
Class A Common Stock 21,380 Indirect Minor child?s trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock 1,851 Indirect Co-Trustee for the benefit of Reporting Person's daughter.
Class A Common Stock 1,134 Indirect Child's proportionate interest in shares held by Rankin Associates V
Class A Common Stock 535 Indirect Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 965 Indirect Spouse serves as Trustee for the benefit of A. Farnham Rankin
Class A Common Stock 19,492 Indirect Minor child?s trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock 1,134 Indirect Child's proportionate interest in shares held by Rankin Associates V
Class A Common Stock 535 Indirect Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 3,738 Indirect Co-Trustee for the benefit of Reporting Person's daughter.
Class A Common Stock 59,607 Indirect Spouse serves as Trustee of GSTs for the benefit of A. Farnham Rankin
Class A Common Stock 59,607 Indirect Spouse serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin
Class A Common Stock 19 Indirect Spouse's proportionate general partnership interest shares held by RAIV.
Class A Common Stock 3,448 Indirect Spouse's proportionate interests in shares held by Rankin Associates I.
Class A Common Stock 3,011 Indirect spouse's proportionate limited partnership interest in shares held by RA II, L.P
Class A Common Stock 1,057 Indirect Spouse's proportionate interests in shares held by Rankin Associates V
Class A Common Stock 292 Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 1,975 Indirect spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI").
Class A Common Stock 80 Indirect spouse's interest in shares of Rankin Associates V held by Rankin Management, Inc. ("RMI")
Class A Common Stock 100 Indirect spouse's interest in shares of Rankin Associates VI held by Rankin Management, Inc. ("RMI")
Class A Common Stock 192,662 Indirect spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin
Reported Derivative Holdings
Show Other Fields >>
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 96,861 96,861 Indirect
Class A Common Stock Class B Common Stock $0.00 29,986 29,986 Indirect
Class A Common Stock Class B Common Stock $0.00 3,123 3,123 Indirect
Class A Common Stock Class B Common Stock $0.00 200 200 Indirect
Class A Common Stock Class B Common Stock $0.00 21,380 21,380 Indirect
Class A Common Stock Class B Common Stock $0.00 1,851 1,851 Indirect
Class A Common Stock Class B Common Stock $0.00 200 200 Indirect
Class A Common Stock Class B Common Stock $0.00 19,492 19,492 Indirect
Class A Common Stock Class B Common Stock $0.00 3,738 3,738 Indirect
Class A Common Stock Class B Common Stock $0.00 12,098 12,098 Indirect
Class A Common Stock Class B Common Stock $0.00 12,098 12,098 Indirect
Class A Common Stock Class B Common Stock $0.00 31 31 Indirect
Class A Common Stock Class B Common Stock $0.00 6,168 6,168 Indirect
Class A Common Stock Class B Common Stock $0.00 3,011 3,011 Indirect
Class A Common Stock Class B Common Stock $0.00 1,975 1,975 Indirect
Class A Common Stock Class B Common Stock $0.00 193,760 193,760 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
96,861 96,861 Indirect
29,986 29,986 Indirect
3,123 3,123 Indirect
200 200 Indirect
21,380 21,380 Indirect
1,851 1,851 Indirect
200 200 Indirect
19,492 19,492 Indirect
3,738 3,738 Indirect
12,098 12,098 Indirect
12,098 12,098 Indirect
31 31 Indirect
6,168 6,168 Indirect
3,011 3,011 Indirect
1,975 1,975 Indirect
193,760 193,760 Indirect
Footnotes
  1. Reporting Person disclaims beneficial ownership of all such shares.
  2. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  3. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  4. held in trust u/a/d 12/30/2015
  5. held in trust u/a/d 8/15/2012
  6. N/A
  7. N/A
  8. N/A
  9. N/A
  10. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  11. N/A
  12. N/A
  13. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  14. N/A
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