Filing Details
- Accession Number:
- 0001127602-21-002643
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-26 17:04:51
- Reporting Period:
- 2020-12-31
- Accepted Time:
- 2021-01-26 17:04:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1173514 | Hyster-Yale Materials Handling Inc. | HY | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
901733 | F Roger Rankin | 5875 Landerbrook Drive Mayfield Heights OH 44124 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2020-12-31 | 877 | $0.00 | 877 | No | 5 | G | Indirect | Serves as Trustee of BTR 2020 GST trust fbo Elisabeth Rankin |
Class A Common Stock | Acquisiton | 2021-01-22 | 7,352 | $55.50 | 8,229 | No | 4 | P | Indirect | Serves as Trustee of BTR 2020 GST trust fbo Anne Rankin |
Class A Common Stock | Acquisiton | 2021-01-22 | 7,352 | $55.50 | 8,229 | No | 4 | P | Indirect | Serves as Trustee of BTR 2020 GST trust fbo Elisabeth Rankin |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | Serves as Trustee of BTR 2020 GST trust fbo Elisabeth Rankin |
No | 4 | P | Indirect | Serves as Trustee of BTR 2020 GST trust fbo Anne Rankin |
No | 4 | P | Indirect | Serves as Trustee of BTR 2020 GST trust fbo Elisabeth Rankin |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Acquisiton | 2020-12-31 | 1,567 | $0.00 | 1,567 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 10,366 | $55.50 | 10,366 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 10,366 | $55.50 | 10,366 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,567 | No | 5 | G | Indirect | ||
11,933 | No | 4 | P | Indirect | ||
11,933 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 54,147 | Indirect | spouses proportionate LP interest in shares held by RA1 |
Class A Common Stock | 29,986 | Indirect | spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P |
Class A Common Stock | 377 | Indirect | spouse's proportionate interests held in shares in Rankin Associates V |
Class A Common Stock | 635 | Indirect | Spouse's proportionate interest in shares held by Rankin Associates VI |
Class A Common Stock | 16,828 | Indirect | spouse serves as Trustee of a Trust for the benefit of Alison Rankin |
Class A Common Stock | 200 | Indirect | Reporting person serves as Trustee for the benefit of Elisabeth Rankin |
Class A Common Stock | 765 | Indirect | Reporting person serves as co-trustee of trust fbo Elisabeth M. Rankin |
Class A Common Stock | 21,380 | Indirect | daughter's proportionate LP interest in shares held by RA II LP held in a trust |
Class A Common Stock | 1,851 | Indirect | Spouse is Trustee for the benefit of Reporting Person's daughter. |
Class A Common Stock | 1,134 | Indirect | Child's proportionate interest in shares held by Rankin Associates V |
Class A Common Stock | 535 | Indirect | Child's Proportionate interest of shares held by Rankin Associates VI |
Class A Common Stock | 965 | Indirect | Reporting Person Serves as Trustee for the benefit of A. Farnham Rankin |
Class A Common Stock | 19,492 | Indirect | daughter's proportionate LP interest in shares held by RA II LP held in a trust |
Class A Common Stock | 1,134 | Indirect | Child's proportionate interest in shares held by Rankin Associates V |
Class A Common Stock | 535 | Indirect | Child's Proportionate interest in shares held by Rankin Associates VI |
Class A Common Stock | 3,738 | Indirect | Spouse is Co-Trustee for the benefit of Reporting Person's daughter. |
Class A Common Stock | 59,607 | Indirect | Serves as Trustee of GSTs for the benefit of A. Farnham Rankin |
Class A Common Stock | 59,607 | Indirect | Serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin |
Class A Common Stock | 19 | Indirect | proportionate general partnership interest in shares of Rankin Associates IV, |
Class A Common Stock | 3,448 | Indirect | proportionate limited partnership interest in shares held by Rankin Associates I, L.P |
Class A Common Stock | 3,011 | Indirect | proportionate limited partnership interests in shares held by Rankin Associates II, L.P |
Class A Common Stock | 1,057 | Indirect | Interest in shares held by Rankin Associates V |
Class A Common Stock | 292 | Indirect | Proportionate interest in shares held by Rankin Associates VI |
Class A Common Stock | 80 | Indirect | Interest in shares of Rankin Associates V held by Rankin Management |
Class A Common Stock | 100 | Indirect | Interest in shares of Rankin Associates VI held by Rankin Management |
Class A Common Stock | 1,975 | Indirect | proportionate interest in shares held by Rankin Management, Inc. ("RMI). |
Class A Common Stock | 192,662 | Indirect | Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 200 | 200 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 96,861 | 96,861 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 29,986 | 29,986 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 3,123 | 3,123 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 200 | 200 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 21,380 | 21,380 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 1,851 | 1,851 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 19,492 | 19,492 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 3,738 | 3,738 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 12,098 | 12,098 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 12,098 | 12,098 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 31 | 31 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 6,168 | 6,168 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 3,011 | 3,011 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 1,975 | 1,975 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 193,760 | 193,760 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
200 | 200 | Indirect | |
96,861 | 96,861 | Indirect | |
29,986 | 29,986 | Indirect | |
3,123 | 3,123 | Indirect | |
200 | 200 | Indirect | |
21,380 | 21,380 | Indirect | |
1,851 | 1,851 | Indirect | |
19,492 | 19,492 | Indirect | |
3,738 | 3,738 | Indirect | |
12,098 | 12,098 | Indirect | |
12,098 | 12,098 | Indirect | |
31 | 31 | Indirect | |
6,168 | 6,168 | Indirect | |
3,011 | 3,011 | Indirect | |
1,975 | 1,975 | Indirect | |
193,760 | 193,760 | Indirect |
Footnotes
- Reporting Person disclaims beneficial ownership of all such shares.
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- Held in trust u/a/d 12/30/2015
- Interest held by Trust u/a/d 8/15/2012
- N/A
- N/A
- N/A
- N/A
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- N/A
- N/A
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- N/A