Filing Details
- Accession Number:
- 0001127602-21-002641
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-26 17:00:45
- Reporting Period:
- 2020-12-31
- Accepted Time:
- 2021-01-26 17:00:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1173514 | Hyster-Yale Materials Handling Inc. | HY | Industrial Trucks, Tractors, Trailors & Stackers (3537) | 311637659 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1837966 | Rankin P.k. Thomas F/B/O Trust Gst 2020 Btr | 5875 Landerbrook Drive Suite 300 Cleveland OH 44124 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2020-12-31 | 876 | $0.00 | 876 | No | 5 | G | Indirect | Represents proportionate interest in shares held by Rankin Associates I |
Class A Common Stock | Acquisiton | 2021-01-22 | 479 | $55.50 | 1,355 | No | 4 | P | Indirect | Represents proportionate interest in shares held by Rankin Associates I |
Class A Common Stock | Acquisiton | 2021-01-22 | 2,191 | $55.50 | 2,191 | No | 4 | P | Indirect | Represents proportionate interest in shares held by Rankin Associates II |
Class A Common Stock | Acquisiton | 2021-01-22 | 4,618 | $55.50 | 4,618 | No | 4 | P | Indirect | Represents proportionate interest in shares held by Rankin Associates IV |
Class A Common Stock | Acquisiton | 2021-01-22 | 64 | $55.50 | 64 | No | 4 | P | Indirect | Represents proportionate interest in shares held by Rankin Associates VI |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | Represents proportionate interest in shares held by Rankin Associates I |
No | 4 | P | Indirect | Represents proportionate interest in shares held by Rankin Associates I |
No | 4 | P | Indirect | Represents proportionate interest in shares held by Rankin Associates II |
No | 4 | P | Indirect | Represents proportionate interest in shares held by Rankin Associates IV |
No | 4 | P | Indirect | Represents proportionate interest in shares held by Rankin Associates VI |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Acquisiton | 2020-12-31 | 1,568 | $0.00 | 1,568 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 856 | $55.50 | 856 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 2,191 | $55.50 | 2,191 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 7,317 | $55.50 | 7,317 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,568 | No | 5 | G | Indirect | ||
2,424 | No | 4 | P | Indirect | ||
2,191 | No | 4 | P | Indirect | ||
7,317 | No | 4 | P | Indirect |
Footnotes
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,674.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327, 007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- N/A
- N/A
- N/A
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,674.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327, 007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- N/A
- N/A
- N/A
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- N/A
- N/A