Filing Details
- Accession Number:
- 0001127602-21-002633
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-26 16:57:23
- Reporting Period:
- 2020-10-27
- Accepted Time:
- 2021-01-26 16:57:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1173514 | Hyster-Yale Materials Handling Inc. | HY | Industrial Trucks, Tractors, Trailors & Stackers (3537) | 311637659 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1247943 | Corbin Rankin | 5875 Landerbrook Drive Mayfield Heights OH 44124 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2020-10-27 | 65,824 | $0.00 | 0 | No | 5 | G | Indirect | Spouses proportionate LP interest in shares held in RA4 |
Class A Common Stock | Acquisiton | 2020-10-27 | 65,824 | $0.00 | 65,824 | No | 5 | G | Indirect | Proportionate limited partnership interest held in shares of RA IV |
Class A Common Stock | Acquisiton | 2020-12-31 | 876 | $0.00 | 876 | No | 5 | G | Indirect | Spouse is Trustee of BTR 2020 GST trust fbo Matthew Rankin |
Class A Common Stock | Acquisiton | 2020-12-31 | 876 | $0.00 | 876 | No | 5 | G | Indirect | Spouse is Trustee of BTR 2020 GST trust fbo James Rankin |
Class A Common Stock | Acquisiton | 2020-12-31 | 876 | $0.00 | 876 | No | 5 | G | Indirect | Spouse is Trustee of BTR 2020 GST trust fbo Thomas P Rankin |
Class A Common Stock | Acquisiton | 2021-01-22 | 7,352 | $55.50 | 8,228 | No | 4 | P | Indirect | Spouse is Trustee of BTR 2020 GST trust fbo Matthew Rankin |
Class A Common Stock | Acquisiton | 2021-01-22 | 7,352 | $55.50 | 8,228 | No | 4 | P | Indirect | Spouse is Trustee of BTR 2020 GST trust fbo James Rankin |
Class A Common Stock | Acquisiton | 2021-01-22 | 7,352 | $55.50 | 8,228 | No | 4 | P | Indirect | Spouse is Trustee of BTR 2020 GST trust fbo Thomas P Rankin |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | Spouses proportionate LP interest in shares held in RA4 |
No | 5 | G | Indirect | Proportionate limited partnership interest held in shares of RA IV |
No | 5 | G | Indirect | Spouse is Trustee of BTR 2020 GST trust fbo Matthew Rankin |
No | 5 | G | Indirect | Spouse is Trustee of BTR 2020 GST trust fbo James Rankin |
No | 5 | G | Indirect | Spouse is Trustee of BTR 2020 GST trust fbo Thomas P Rankin |
No | 4 | P | Indirect | Spouse is Trustee of BTR 2020 GST trust fbo Matthew Rankin |
No | 4 | P | Indirect | Spouse is Trustee of BTR 2020 GST trust fbo James Rankin |
No | 4 | P | Indirect | Spouse is Trustee of BTR 2020 GST trust fbo Thomas P Rankin |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2020-10-27 | 104,286 | $0.00 | 104,286 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2020-10-27 | 104,286 | $0.00 | 104,286 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2020-12-31 | 1,568 | $0.00 | 1,568 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2020-12-31 | 1,568 | $0.00 | 1,568 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2020-12-31 | 1,568 | $0.00 | 1,568 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 10,364 | $55.50 | 10,364 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 10,364 | $55.50 | 10,364 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 10,364 | $55.50 | 10,364 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 5 | G | Indirect | ||
104,286 | No | 5 | G | Indirect | ||
1,568 | No | 5 | G | Indirect | ||
1,568 | No | 5 | G | Indirect | ||
1,568 | No | 5 | G | Indirect | ||
11,932 | No | 4 | P | Indirect | ||
11,932 | No | 4 | P | Indirect | ||
11,932 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 11,511 | Direct | |
Class A Common Stock | 14,343 | Indirect | Reporting Person's LP interest in shares held in RA1 |
Class A Common Stock | 1,843 | Indirect | Reporting person's proportionate interests in shares held by Rankin Associates II, L.P |
Class A Common Stock | 377 | Indirect | proportionate interests held in shares in Rankin Associates V |
Class A Common Stock | 635 | Indirect | Reporting person's proportionate interest in shares held by Rankin Associates VI |
Class A Common Stock | 41,931 | Indirect | Spouse serves as trustee for GSTs for the benefit of Matthew M. Rankin |
Class A Common Stock | 41,931 | Indirect | Spouse serves as trustee for GSTs for the benefit of James T. Rankin |
Class A Common Stock | 41,931 | Indirect | Spouse serves as trustee for GSTs for the benefit of Thomas Parker Rankin |
Class A Common Stock | 7 | Indirect | Held by Spouse |
Class A Common Stock | 19 | Indirect | spouse's proportionate general partnership interest in shares of RA IV LP held by the Trust |
Class A Common Stock | 25,324 | Indirect | spouse's proportionate partnership interest in shares held by RA I LP |
Class A Common Stock | 31,669 | Indirect | spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P |
Class A Common Stock | 1,057 | Indirect | Spouse's proportionate interest in shares held by RAV |
Class A Common Stock | 292 | Indirect | Spouse's proportionate interest in shares held by Rankin Associates VI |
Class A Common Stock | 80 | Indirect | Spouse's proportionate Interest in shares held by RAV held by Rankin Management |
Class A Common Stock | 100 | Indirect | Spouse's Proportionate Interest in shares held by RAVI held by Rankin Management |
Class A Common Stock | 154,036 | Indirect | spouse serves as Trustee of a Trust for the benefit of Thomas T. Rankin |
Class A Common Stock | 1,975 | Indirect | Spouse's proportionate interest in shares held in RMI |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 3,622 | 3,622 | Direct | ||
Class A Common Stock | Class B Common Stock | $0.00 | 25,657 | 25,657 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 1,843 | 1,843 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 12,098 | 12,098 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 12,098 | 12,098 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 12,098 | 12,098 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 7 | 7 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 31 | 31 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 45,300 | 45,300 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 31,669 | 31,669 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 145,912 | 145,912 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 1,975 | 1,975 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
3,622 | 3,622 | Direct | |
25,657 | 25,657 | Indirect | |
1,843 | 1,843 | Indirect | |
12,098 | 12,098 | Indirect | |
12,098 | 12,098 | Indirect | |
12,098 | 12,098 | Indirect | |
7 | 7 | Indirect | |
31 | 31 | Indirect | |
45,300 | 45,300 | Indirect | |
31,669 | 31,669 | Indirect | |
145,912 | 145,912 | Indirect | |
1,975 | 1,975 | Indirect |
Footnotes
- Reporting Person disclaims beneficial ownership of all such shares.
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- Reporting Person disclaims beneficial ownership of all such shares.
- N/A
- N/A
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- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.