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Home > Insider Trading > Filing (0001127602-21-002625)

Filing Details

Accession Number:
0001127602-21-002625
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-26 16:53:32
Reporting Period:
2020-12-31
Accepted Time:
2021-01-26 16:53:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1173514 Hyster-Yale Materials Handling Inc. HY Industrial Trucks, Tractors, Trailors & Stackers (3537) 311637659
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1837685 Btr 2020 Gst Trust F/B/O Claiborne R. Rankin, Jr. 5875 Landerbrook Drive
Suite 300
Cleveland OH 44124		 No No No Yes
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-12-31 876 $0.00 876 No 5 G Indirect Represents proportionate interest in shares held by Rankin Associates I
Class A Common Stock Acquisiton 2021-01-22 478 $55.50 1,354 No 4 P Indirect Represents proportionate interest in shares held by Rankin Associates I
Class A Common Stock Acquisiton 2021-01-22 2,192 $55.50 2,192 No 4 P Indirect Represents proportionate interest in shares held by Rankin Associates II
Class A Common Stock Acquisiton 2021-01-22 4,618 $55.50 4,618 No 4 P Indirect Represents proportionate interest in shares held by Rankin Associates IV
Class A Common Stock Acquisiton 2021-01-22 63 $55.50 63 No 4 P Indirect Represents proportionate interest in shares held by Rankin Associates VI
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect Represents proportionate interest in shares held by Rankin Associates I
No 4 P Indirect Represents proportionate interest in shares held by Rankin Associates I
No 4 P Indirect Represents proportionate interest in shares held by Rankin Associates II
No 4 P Indirect Represents proportionate interest in shares held by Rankin Associates IV
No 4 P Indirect Represents proportionate interest in shares held by Rankin Associates VI
Reported Derivative Transactions
Show Other Fields >>
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Acquisiton 2020-12-31 1,567 $0.00 1,567 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 857 $55.50 857 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 2,192 $55.50 2,192 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 7,316 $55.50 7,316 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,567 No 5 G Indirect
2,424 No 4 P Indirect
2,192 No 4 P Indirect
7,316 No 4 P Indirect
Footnotes
  1. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,674.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  2. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327, 007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  3. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  4. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  5. N/A
  6. N/A
  7. N/A
  8. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,674.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  9. N/A
  10. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327, 007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  11. N/A
  12. N/A
  13. N/A
  14. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  15. N/A
  16. N/A
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