Filing Details
- Accession Number:
- 0001127602-21-002618
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-26 16:49:10
- Reporting Period:
- 2020-10-27
- Accepted Time:
- 2021-01-26 16:49:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1173514 | Hyster-Yale Materials Handling Inc. | HY | Industrial Trucks, Tractors, Trailors & Stackers (3537) | 311637659 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1247952 | R Claiborne Rankin | 5875 Landerbrook Drive Mayfield Heights OH 44124 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2020-10-27 | 65,373 | $0.00 | 451 | No | 5 | G | Indirect | proportionate limited partnership interest in shares held by Rankin Associates IV, L.P |
Class A Common Stock | Acquisiton | 2020-10-27 | 65,373 | $0.00 | 65,373 | No | 5 | G | Indirect | Spouse's proportionate limited partnership interest held in shares of RA IV |
Class A Common Stock | Acquisiton | 2020-12-31 | 876 | $0.00 | 876 | No | 5 | G | Indirect | Serves as Trustee of BTR 2020 GST trust fbo Chloe Seelbach |
Class A Common Stock | Acquisiton | 2020-12-31 | 876 | $0.00 | 876 | No | 5 | G | Indirect | Serves as Trustee of BTR 2020 GST trust fbo Clay Rankin Jr. |
Class A Common Stock | Acquisiton | 2020-12-31 | 876 | $0.00 | 876 | No | 5 | G | Indirect | Serves as Trustee of BTR 2020 GST trust fbo Julia Kuipers |
Class A Common Stock | Acquisiton | 2021-01-22 | 7,351 | $55.50 | 8,227 | No | 4 | P | Indirect | Serves as Trustee of BTR 2020 GST trust fbo Clay Rankin Jr. |
Class A Common Stock | Acquisiton | 2021-01-22 | 7,352 | $55.50 | 8,228 | No | 4 | P | Indirect | Serves as Trustee of BTR 2020 GST trust fbo Julia Kuipers |
Class A Common Stock | Acquisiton | 2021-01-22 | 7,351 | $55.50 | 8,227 | No | 4 | P | Indirect | Serves as Trustee of BTR 2020 GST trust fbo Chloe Seelbach |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | proportionate limited partnership interest in shares held by Rankin Associates IV, L.P |
No | 5 | G | Indirect | Spouse's proportionate limited partnership interest held in shares of RA IV |
No | 5 | G | Indirect | Serves as Trustee of BTR 2020 GST trust fbo Chloe Seelbach |
No | 5 | G | Indirect | Serves as Trustee of BTR 2020 GST trust fbo Clay Rankin Jr. |
No | 5 | G | Indirect | Serves as Trustee of BTR 2020 GST trust fbo Julia Kuipers |
No | 4 | P | Indirect | Serves as Trustee of BTR 2020 GST trust fbo Clay Rankin Jr. |
No | 4 | P | Indirect | Serves as Trustee of BTR 2020 GST trust fbo Julia Kuipers |
No | 4 | P | Indirect | Serves as Trustee of BTR 2020 GST trust fbo Chloe Seelbach |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2020-10-27 | 103,572 | $0.00 | 103,572 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2020-10-27 | 103,572 | $0.00 | 103,572 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2020-12-31 | 1,567 | $0.00 | 1,567 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2020-12-31 | 1,567 | $0.00 | 1,567 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2020-12-31 | 1,567 | $0.00 | 1,567 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 10,365 | $55.50 | 10,365 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 10,365 | $55.50 | 10,365 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 10,365 | $55.50 | 10,365 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
714 | No | 5 | G | Indirect | ||
103,572 | No | 5 | G | Indirect | ||
1,567 | No | 5 | G | Indirect | ||
1,567 | No | 5 | G | Indirect | ||
1,567 | No | 5 | G | Indirect | ||
11,932 | No | 4 | P | Indirect | ||
11,932 | No | 4 | P | Indirect | ||
11,932 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 35,857 | Indirect | Spouse's proportionate interests in shares held by Rankin Associates I. |
Class A Common Stock | 1,978 | Indirect | spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP |
Class A Common Stock | 377 | Indirect | spouse's proportionate interests held in shares in Rankin Associates V |
Class A Common Stock | 635 | Indirect | Spouse's proportionate interest in shares held by Rankin Associates VI |
Class A Common Stock | 4,174 | Indirect | Held in trust fbo Reporting Person's spouse. |
Class A Common Stock | 19 | Indirect | Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person as general partner |
Class A Common Stock | 14,567 | Indirect | proportionate limited partnership interest in shares held by Rankin Associates I, L.P |
Class A Common Stock | 32,571 | Indirect | proportionate limited partnership interests in shares held by Rankin Associates II, L.P |
Class A Common Stock | 155 | Indirect | Interest in Shares held by Rankin Associates V |
Class A Common Stock | 292 | Indirect | Proportionate interest in shares held by Rankin Associates VI |
Class A Common Stock | 80 | Indirect | interest in shares held by RAV held by Rankin Management, Inc. ("RMI") |
Class A Common Stock | 100 | Indirect | interest in shares held by RAVI held by Rankin Management, Inc. ("RMI") |
Class A Common Stock | 1,975 | Indirect | proportionate interest in shares held by Rankin Management, Inc. ("RMI") |
Class A Common Stock | 137,255 | Indirect | Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin |
Class A Common Stock | 41,932 | Indirect | Serves as Trustee of GSTs for the benefit of Chloe R. Seelbach |
Class A Common Stock | 41,932 | Indirect | Serves as Trustee of GSTs for the benefit of Claiborne Rankin Jr. |
Class A Common Stock | 42,120 | Indirect | Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 64,143 | 64,143 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 1,978 | 1,978 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 2,783 | 2,783 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 31 | 31 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 26,057 | 26,057 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 32,571 | 32,571 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 1,975 | 1,975 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 123,760 | 123,760 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 12,098 | 12,098 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 12,098 | 12,098 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 12,098 | 12,098 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
64,143 | 64,143 | Indirect | |
1,978 | 1,978 | Indirect | |
2,783 | 2,783 | Indirect | |
31 | 31 | Indirect | |
26,057 | 26,057 | Indirect | |
32,571 | 32,571 | Indirect | |
1,975 | 1,975 | Indirect | |
123,760 | 123,760 | Indirect | |
12,098 | 12,098 | Indirect | |
12,098 | 12,098 | Indirect | |
12,098 | 12,098 | Indirect |
Footnotes
- Reporting Person disclaims beneficial ownership of all such shares.
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- N/A
- N/A
- N/A
- N/A
- N/A
- N/A
- N/A
- N/A
- N/A
- N/A
- N/A
- N/A
- N/A
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.