Filing Details
- Accession Number:
- 0001127602-21-002601
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-26 16:33:34
- Reporting Period:
- 2020-12-31
- Accepted Time:
- 2021-01-26 16:33:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1173514 | Hyster-Yale Materials Handling Inc. | HY | Industrial Trucks, Tractors, Trailors & Stackers (3537) | 311637659 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1247860 | Jr C John Butler | 5875 Landerbrook Drive Mayfield Heights OH 44124 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2020-12-31 | 35,468 | $0.00 | 14,343 | No | 5 | G | Indirect | spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P |
Class A Common Stock | Disposition | 2020-12-31 | 10,796 | $0.00 | 0 | No | 5 | G | Indirect | spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P |
Class A Common Stock | Disposition | 2020-12-31 | 8,109 | $0.00 | 0 | No | 5 | G | Indirect | proportionate limited partnership interests in shares held by Rankin Associates II, L.P |
Class A Common Stock | Disposition | 2020-12-31 | 1,134 | $0.00 | 0 | No | 5 | G | Indirect | Spouse's proportionate limited partnership interests in shares held by Rankin Associates V, L.P. |
Class A Common Stock | Disposition | 2020-12-31 | 906 | $0.00 | 0 | No | 5 | G | Indirect | proportionate interests held in shares by Rankin Associates V |
Class A Common Stock | Disposition | 2020-12-31 | 535 | $0.00 | 0 | No | 5 | G | Indirect | Spouse's proportionate interest in shares held by Rankin Associates VI |
Class A Common Stock | Disposition | 2020-12-31 | 635 | $0.00 | 0 | No | 5 | G | Indirect | Reporting person's proportionate interest in shares held by Rankin Associates VI |
Class A Common Stock | Acquisiton | 2020-12-31 | 4,825 | $0.00 | 4,825 | No | 5 | G | Indirect | Spouse is Trustee of JCB 2020 GST trust fbo Clara Butler |
Class A Common Stock | Acquisiton | 2020-12-31 | 4,825 | $0.00 | 4,825 | No | 5 | G | Indirect | Spouse is Trustee of JCB 2020 GST trust fbo Griffin Butler |
Class A Common Stock | Disposition | 2020-12-31 | 1,743 | $0.00 | 87,262 | No | 5 | G | Indirect | Spouse's proportionate partnership interest shares held by AMR Associates LP |
Class A Common Stock | Acquisiton | 2020-12-31 | 876 | $0.00 | 876 | No | 5 | G | Indirect | Spouse is Trustee of BTR 2020 GST Trust fbo Helen Butler |
Class A Common Stock | Acquisiton | 2021-01-22 | 4,418 | $55.50 | 18,761 | No | 4 | P | Indirect | spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P |
Class A Common Stock | Acquisiton | 2021-01-22 | 543 | $55.50 | 32,912 | No | 4 | P | Indirect | Spouse's proportionate limited partnership interest in shares held by RAIV Class A |
Class A Common Stock | Acquisiton | 2021-01-22 | 146 | $55.50 | 146 | No | 4 | P | Indirect | Spouse's proportionate interest in shares held by Rankin Associates VI |
Class A Common Stock | Acquisiton | 2021-01-22 | 7,352 | $55.50 | 8,228 | No | 4 | P | Indirect | Spouse is Trustee of BTR 2020 GST Trust fbo Helen Butler |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P |
No | 5 | G | Indirect | spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P |
No | 5 | G | Indirect | proportionate limited partnership interests in shares held by Rankin Associates II, L.P |
No | 5 | G | Indirect | Spouse's proportionate limited partnership interests in shares held by Rankin Associates V, L.P. |
No | 5 | G | Indirect | proportionate interests held in shares by Rankin Associates V |
No | 5 | G | Indirect | Spouse's proportionate interest in shares held by Rankin Associates VI |
No | 5 | G | Indirect | Reporting person's proportionate interest in shares held by Rankin Associates VI |
No | 5 | G | Indirect | Spouse is Trustee of JCB 2020 GST trust fbo Clara Butler |
No | 5 | G | Indirect | Spouse is Trustee of JCB 2020 GST trust fbo Griffin Butler |
No | 5 | G | Indirect | Spouse's proportionate partnership interest shares held by AMR Associates LP |
No | 5 | G | Indirect | Spouse is Trustee of BTR 2020 GST Trust fbo Helen Butler |
No | 4 | P | Indirect | spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P |
No | 4 | P | Indirect | Spouse's proportionate limited partnership interest in shares held by RAIV Class A |
No | 4 | P | Indirect | Spouse's proportionate interest in shares held by Rankin Associates VI |
No | 4 | P | Indirect | Spouse is Trustee of BTR 2020 GST Trust fbo Helen Butler |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2020-12-31 | 63,448 | $0.00 | 63,448 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2020-12-31 | 10,796 | $0.00 | 10,796 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2020-12-31 | 8,109 | $0.00 | 8,109 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2020-12-31 | 4,054 | $0.00 | 4,054 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2020-12-31 | 4,055 | $0.00 | 4,055 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2020-12-31 | 2,032 | $0.00 | 2,032 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2020-12-31 | 1,567 | $0.00 | 1,567 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 7,903 | $55.50 | 7,903 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 861 | $55.50 | 861 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 10,365 | $55.50 | 10,365 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
25,657 | No | 5 | G | Indirect | ||
0 | No | 5 | G | Indirect | ||
0 | No | 5 | G | Indirect | ||
4,054 | No | 5 | G | Indirect | ||
4,055 | No | 5 | G | Indirect | ||
101,636 | No | 5 | G | Indirect | ||
1,567 | No | 5 | G | Indirect | ||
33,560 | No | 4 | P | Indirect | ||
52,144 | No | 4 | P | Indirect | ||
11,932 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 1,743 | Indirect | child's proportionate partnership interest shares held by AMR Associates LP |
Class A Common Stock | 634 | Indirect | Child's proportionate interest in shares held by Rankin Associates VI |
Class A Common Stock | 9,052 | Indirect | Child's trust?s proportionate interests in shares held by Rankin Associates II. |
Class A Common Stock | 461 | Indirect | child's proportionate interests held in shares in Rankin Associates V |
Class A Common Stock | 4,513 | Indirect | Reporting Person is trustee of Trust fbo child. |
Class A Common Stock | 1,743 | Indirect | child's proportionate partnership interest shares held by AMR Associates LP |
Class A Common Stock | 9,208 | Indirect | Child's trust?s proportionate interests in shares held by Rankin Associates II. |
Class A Common Stock | 461 | Indirect | child's proportionate interests held in shares in Rankin Associates V |
Class A Common Stock | 634 | Indirect | Child's proportionate interest in shares held by Rankin Associates VI |
Class A Common Stock | 4,357 | Indirect | Reporting Person is trustee of Trust fbo child. |
Class A Common Stock | 120,728 | Indirect | Held by Trust for the benefit of Reporting Person's Spouse |
Class A Common Stock | 2,800 | Indirect | Held in an Individual Retirement Account for the benefit of the Reporting Person |
Class A Common Stock | 31,851 | Indirect | Held in trust fbo Reporting Person. |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 2,033 | 2,033 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 9,052 | 9,052 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 3,683 | 3,683 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 2,033 | 2,033 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 9,208 | 9,208 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 3,527 | 3,527 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 58,586 | 58,586 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 2,800 | 2,800 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 17,262 | 17,262 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2,033 | 2,033 | Indirect | |
9,052 | 9,052 | Indirect | |
3,683 | 3,683 | Indirect | |
2,033 | 2,033 | Indirect | |
9,208 | 9,208 | Indirect | |
3,527 | 3,527 | Indirect | |
58,586 | 58,586 | Indirect | |
2,800 | 2,800 | Indirect | |
17,262 | 17,262 | Indirect |
Footnotes
- Reporting Person disclaims beneficial ownership of all such shares.
- Reporting Person disclaims beneficial ownership of all such shares.
- Reporting Person disclaims beneficial ownership of all such shares.
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series promissory notes each in the principal amount of $919,615,17 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $104,771.62 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $8,116.29 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- N/A
- N/A
- N/A
- N/A
- Reporting Person disclaims beneficial ownership of all such shares.
- N/A
- N/A
- N/A
- Reporting Person disclaims beneficial ownership of all such shares.
- N/A
- N/A
- N/A
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series promissory notes each in the principal amount of $919,615,17 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $104,771.62 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.