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Filing Details

Accession Number:: 0001127602-21-002597
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-01-26 16:28:47
Reporting Period:: 2020-12-31

Accepted Time:: 2021-01-26 16:28:47
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1173514	Hyster-Yale Materials Handling Inc.	HY	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
904532	Al Et M Alfred Rankin	5875 Landerbrook Drive Mayfield Heights OH 44124	Chairman	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2020-12-31	8,762	$0.00	4,784	No	5	G	Indirect	proportionate LP interest in shares held by RA I LP held in trust for benefit of Bruce Rankin
Class A Common Stock	Disposition	2021-01-22	4,784	$55.50	0	No	4	S	Indirect	proportionate LP interest in shares held by RA I LP held in trust for benefit of Bruce Rankin
Class A Common Stock	Disposition	2021-01-22	8,837	$55.50	1,434	No	4	S	Indirect	Proportionate interest in shares held by RA I
Class A Common Stock	Disposition	2021-01-22	21,916	$55.50	0	No	4	S	Indirect	proportionate LP interest in shares held by RA II LP held in trust for benefit of Bruce Rankin
Class A Common Stock	Disposition	2021-01-22	1,087	$55.50	0	No	4	S	Indirect	Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class A Common Stock	Disposition	2021-01-22	46,182	$55.50	0	No	4	S	Indirect	Trustee of a Trust for the benefit of Bruce T Rankin, Trust's proportionate interest of RAIV
Class A Common Stock	Disposition	2021-01-22	292	$55.50	0	No	4	S	Indirect	Represents the proportionate interest in shares held by RAVI
Class A Common Stock	Disposition	2021-01-22	636	$55.50	0	No	4	S	Indirect	Brother's Proportionate interest in share held by Rankin Associates VI

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Indirect	proportionate LP interest in shares held by RA I LP held in trust for benefit of Bruce Rankin
No	4	S	Indirect	proportionate LP interest in shares held by RA I LP held in trust for benefit of Bruce Rankin
No	4	S	Indirect	Proportionate interest in shares held by RA I
No	4	S	Indirect	proportionate LP interest in shares held by RA II LP held in trust for benefit of Bruce Rankin
No	4	S	Indirect	Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
No	4	S	Indirect	Trustee of a Trust for the benefit of Bruce T Rankin, Trust's proportionate interest of RAIV
No	4	S	Indirect	Represents the proportionate interest in shares held by RAVI
No	4	S	Indirect	Brother's Proportionate interest in share held by Rankin Associates VI

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2020-12-31	15,673	$0.00	15,673	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-01-22	8,567	$55.50	8,567	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-01-22	15,807	$55.50	15,807	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-01-22	21,916	$55.50	21,916	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-01-22	1,721	$55.50	1,721	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-01-22	73,166	$55.50	73,166	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
8,567	No	5	G	Indirect
0	No	4	S	Indirect
2,566	No	4	S	Indirect
0	No	4	S	Indirect
0	No	4	S	Indirect
0	No	4	S	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	1,662	Indirect	Represents the proportionate limited partnership interest in shares held by AMR Associates LP
Class A Common Stock	14,752	Indirect	Held in an Individual Retirement Account for the benefit of the Reporting Person.
Class A Common Stock	207,310	Indirect	Reporting Person serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr.
Class A Common Stock	19	Indirect	proportionate general partnership interest shares held by RAIV
Class A Common Stock	1,975	Indirect	proportionate interest in shares of RA II LP held by Rankin Management Inc as general partner
Class A Common Stock	80	Indirect	Proportionate Interest in shares held by RA5 held by Rankin Management Inc.
Class A Common Stock	100	Indirect	Proportionate Interest in shares held by RA6 held by Rankin Management Inc.
Class A Common Stock	20,987	Indirect	Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin.
Class A Common Stock	9,600	Indirect	Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren
Class A Common Stock	59,984	Indirect	Reporting Person Serves as Trustee for GSTs for the Benefit of Clara R. Williams
Class A Common Stock	59,984	Indirect	Reporting Person Serves as Trustee for GSTs for the Benefit of Helen R. Butler
Class A Common Stock	377	Indirect	Spouse's proportionate interest in shares held by Rankin Associates V
Class A Common Stock	635	Indirect	Spouse's proportionate interest in shares held by RA VI
Class A Common Stock	105,768	Indirect	Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Class B Common Stock	$0.00	1,926	1,926	Indirect
Class A Common Stock	Class B Common Stock	$0.00	14,160	14,160	Indirect
Class A Common Stock	Class B Common Stock	$0.00	17,556	17,556	Indirect
Class A Common Stock	Class B Common Stock	$0.00	31	31	Indirect
Class A Common Stock	Class B Common Stock	$0.00	1,975	1,975	Indirect
Class A Common Stock	Class B Common Stock	$0.00	18,625	18,625	Indirect
Class A Common Stock	Class B Common Stock	$0.00	747	747	Indirect
Class A Common Stock	Class B Common Stock	$0.00	9,600	9,600	Indirect
Class A Common Stock	Class B Common Stock	$0.00	12,098	12,098	Indirect
Class A Common Stock	Class B Common Stock	$0.00	12,098	12,098	Indirect
Class A Common Stock	Class B Common Stock	$0.00	21,006	21,006	Indirect

Amount	Remaning Holdings	Nature of Ownership
1,926	1,926	Indirect
14,160	14,160	Indirect
17,556	17,556	Indirect
31	31	Indirect
1,975	1,975	Indirect
18,625	18,625	Indirect
747	747	Indirect
9,600	9,600	Indirect
12,098	12,098	Indirect
12,098	12,098	Indirect
21,006	21,006	Indirect

Footnotes

Reporting Person disclaims beneficial ownership of all such shares.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series promissory notes each in the principal amount of $919,615,17 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $104,771.62 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series promissory notes each in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $8,116.29 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of ten promissory notes each in the principal amount of $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
N/A
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series promissory notes each in the principal amount of $919,615,17 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $104,771.62 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series promissory notes each in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.