Filing Details
- Accession Number:
- 0001127602-21-002594
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-26 16:26:01
- Reporting Period:
- 2020-12-31
- Accepted Time:
- 2021-01-26 16:26:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1173514 | Hyster-Yale Materials Handling Inc. | HY | Industrial Trucks, Tractors, Trailors & Stackers (3537) | 311637659 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1248051 | T Bruce Rankin | 5875 Landerbrook Drive Mayfield Heights OH 44124 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2020-12-31 | 8,762 | $0.00 | 4,784 | No | 5 | G | Indirect | proportionate limited partnership interest in shares held by Rankin Associates I, L.P held in trust |
| Class A Common Stock | Disposition | 2021-01-22 | 4,784 | $55.50 | 0 | No | 4 | S | Indirect | proportionate limited partnership interest in shares held by Rankin Associates I, L.P held in trust |
| Class A Common Stock | Disposition | 2021-01-22 | 21,916 | $55.50 | 0 | No | 4 | S | Indirect | proportionate limited partnership interests in shares held by RA II, L.P., held in a trust |
| Class A Common Stock | Disposition | 2021-01-22 | 46,182 | $55.50 | 0 | No | 4 | S | Indirect | proportionate limited partnership interest in shares of Rankin Associates IV, L.P held in trust |
| Class A Common Stock | Disposition | 2021-01-22 | 636 | $55.50 | 0 | No | 4 | S | Indirect | Proportionate interest in shares held by Rankin Associates VI |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Indirect | proportionate limited partnership interest in shares held by Rankin Associates I, L.P held in trust |
| No | 4 | S | Indirect | proportionate limited partnership interest in shares held by Rankin Associates I, L.P held in trust |
| No | 4 | S | Indirect | proportionate limited partnership interests in shares held by RA II, L.P., held in a trust |
| No | 4 | S | Indirect | proportionate limited partnership interest in shares of Rankin Associates IV, L.P held in trust |
| No | 4 | S | Indirect | Proportionate interest in shares held by Rankin Associates VI |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Disposition | 2020-12-31 | 15,673 | $0.00 | 15,673 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2021-01-22 | 8,567 | $55.50 | 8,567 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2021-01-22 | 21,916 | $55.50 | 21,916 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2021-01-22 | 73,166 | $55.50 | 73,166 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,567 | No | 5 | G | Indirect | ||
| 0 | No | 4 | S | Indirect | ||
| 0 | No | 4 | S | Indirect | ||
| 0 | No | 4 | S | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 0 | Indirect | Held by Trust for the benefit of Reporting Person. |
| Class A Common Stock | 0 | Indirect | proportionate interests held in shares in Rankin Associates V |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 747 | 747 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 747 | 747 | Indirect |
Footnotes
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series promissory notes each in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of ten promissory notes each in the principal amount of $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- N/A
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series promissory notes each in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
Billionaire Hedge Funds
