Filing Details
- Accession Number:
- 0001127602-21-002568
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-26 15:02:47
- Reporting Period:
- 2020-12-31
- Accepted Time:
- 2021-01-26 15:02:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
789933 | Nacco Industries Inc | NC | Household Appliances (3630) | 341505819 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
904532 | Al Et M Alfred Rankin | Nacco Industries, Inc. 5875 Landerbrook Drive, Ste. 220 Mayfield Heights OH 44124 | Chairman | Yes | Yes | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2021-01-22 | 21,916 | $15.19 | 0 | No | 4 | S | Indirect | BTR - RAII |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | BTR - RAII |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2020-12-31 | 1,222 | $0.00 | 1,222 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2020-12-31 | 1,222 | $0.00 | 1,222 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2020-12-31 | 1,221 | $0.00 | 1,221 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2020-12-31 | 1,221 | $0.00 | 1,221 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2020-12-31 | 1,221 | $0.00 | 1,221 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2020-12-31 | 1,222 | $0.00 | 1,222 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2020-12-31 | 1,222 | $0.00 | 1,222 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2020-12-31 | 1,222 | $0.00 | 1,222 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2020-12-31 | 1,222 | $0.00 | 1,222 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2020-12-31 | 1,222 | $0.00 | 1,222 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2021-01-22 | 6,677 | $15.19 | 6,677 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2021-01-22 | 12,322 | $15.19 | 12,322 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2021-01-22 | 59,675 | $15.19 | 59,675 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2021-01-22 | 1,404 | $15.19 | 1,404 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
17,672 | No | 5 | G | Indirect | ||
16,450 | No | 5 | G | Indirect | ||
15,229 | No | 5 | G | Indirect | ||
14,008 | No | 5 | G | Indirect | ||
12,787 | No | 5 | G | Indirect | ||
11,565 | No | 5 | G | Indirect | ||
10,343 | No | 5 | G | Indirect | ||
9,121 | No | 5 | G | Indirect | ||
7,899 | No | 5 | G | Indirect | ||
6,677 | No | 5 | G | Indirect | ||
0 | No | 4 | S | Indirect | ||
2,000 | No | 4 | S | Indirect | ||
0 | No | 4 | S | Indirect | ||
0 | No | 4 | S | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 14,160 | Indirect | AMR - IRA |
Class A Common Stock | 1,975 | Indirect | AMR - RMI (Delaware) |
Class A Common Stock | 18,625 | Indirect | AMR - Trust2 (SR) |
Class A Common Stock | 9,600 | Indirect | AMR - Trust3 (Grandchildren) |
Class A Common Stock | 262,174 | Indirect | AMR Main Trust(A) |
Class A Common Stock | 14,313 | Indirect | BTR - Class A Trust |
Class A Common Stock | 34,936 | Indirect | VGR - Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 134,209 | 134,209 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 25 | 25 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 9,431 | 9,431 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 9,431 | 9,431 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
134,209 | 134,209 | Indirect | |
25 | 25 | Indirect | |
9,431 | 9,431 | Indirect | |
9,431 | 9,431 | Indirect |
Footnotes
- BTR RAII -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
- Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
- Held in an Individual Retirement Account for the benefit of the Reporting Person.
- Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. ("RMI"), as general partner.
- Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
- Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares.
- Reporting Person serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr.
- Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
- N/A
- Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held is a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
- BTR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
- AMR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $919,615.17 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
- Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a qualified annuity interest trust for the benefit of Reporting Person.
- BTR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
- (BTR) Reporting Person serves as Trustee of brother's trust. The Trust includes proportionate limited partnership interest in shares held by Rankin Associates I, II and IV L.P. and Class A and B Common Stock; all of which are held in a Trust for the benefit of Reporting Person's brother, Bruce T. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
- AMR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $104,771.62 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
- Represents Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
- Reporting person serves as trustee of BTR 2012 GST for the benefit of Clara Williams.
- Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Helen R. Butler.