Filing Details
- Accession Number:
- 0001127602-21-002566
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-26 15:01:01
- Reporting Period:
- 2020-12-31
- Accepted Time:
- 2021-01-26 15:01:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 789933 | Nacco Industries Inc | NC | Household Appliances (3630) | 341505819 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1248051 | T Bruce Rankin | Nacco Industries, Inc. 5875 Landerbrook Drive, Ste. 220 Mayfield Heights OH 44124 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2021-01-22 | 21,916 | $15.19 | 0 | No | 4 | S | Indirect | BTR - MAIN TRUST RAII |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | BTR - MAIN TRUST RAII |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Disposition | 2020-12-31 | 1,222 | $0.00 | 1,222 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2020-12-31 | 1,222 | $0.00 | 1,222 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2020-12-31 | 1,221 | $0.00 | 1,221 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2020-12-31 | 1,221 | $0.00 | 1,221 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2020-12-31 | 1,221 | $0.00 | 1,221 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2020-12-31 | 1,222 | $0.00 | 1,222 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2020-12-31 | 1,222 | $0.00 | 1,222 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2020-12-31 | 1,222 | $0.00 | 1,222 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2020-12-31 | 1,222 | $0.00 | 1,222 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2020-12-31 | 1,222 | $0.00 | 1,222 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2021-01-22 | 6,677 | $15.19 | 6,677 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2021-01-22 | 59,675 | $15.19 | 59,675 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 17,672 | No | 5 | G | Indirect | ||
| 16,450 | No | 5 | G | Indirect | ||
| 15,229 | No | 5 | G | Indirect | ||
| 14,008 | No | 5 | G | Indirect | ||
| 12,787 | No | 5 | G | Indirect | ||
| 11,565 | No | 5 | G | Indirect | ||
| 10,343 | No | 5 | G | Indirect | ||
| 9,121 | No | 5 | G | Indirect | ||
| 7,899 | No | 5 | G | Indirect | ||
| 6,677 | No | 5 | G | Indirect | ||
| 0 | No | 4 | S | Indirect | ||
| 0 | No | 4 | S | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 14,313 | Indirect | BTR Main Trust - Class A |
Footnotes
- BTR RAII -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
- Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person's brother serves as the Trustee of the Trust.
- Held by Trust for the benefit of Reporting Person.
- N/A
- Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of Bruce T. Rankin.
- BTR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
- BTR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
- RA4-Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates IV, L.P.
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