Filing Details

Accession Number:
0001127602-21-002560
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-26 14:50:17
Reporting Period:
2020-12-31
Accepted Time:
2021-01-26 14:50:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
789933 Nacco Industries Inc NC Household Appliances (3630) 341505819
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
901733 F Roger Rankin Nacco Industries, Inc.
5875 Landerbrook Drive., Ste. 220
Mayfield Heights OH 44124
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-01-22 2,191 $15.19 2,191 No 4 P Indirect By Trust/Daughter 1
Class A Common Stock Acquisiton 2021-01-22 2,191 $15.19 2,191 No 4 P Indirect By Trust/Daughter 2
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Trust/Daughter 1
No 4 P Indirect By Trust/Daughter 2
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Acquisiton 2020-12-31 1,222 $0.00 1,222 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2020-12-31 1,222 $0.00 1,222 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 668 $15.19 668 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 668 $15.19 668 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 5,968 $15.19 5,968 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 5,968 $15.19 5,968 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,222 No 5 G Indirect
1,222 No 5 G Indirect
1,890 No 4 P Indirect
1,890 No 4 P Indirect
7,858 No 4 P Indirect
7,858 No 4 P Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 29,986 Indirect By Assoc II/Spouse
Class A Common Stock 6,613 Indirect By Spouse/Trust
Class A Common Stock 2,046 Indirect By Trust (Daughter 2)
Class A Common Stock 200 Indirect By Trust/Daughter 2
Class A Common Stock 16,437 Indirect By Assoc II/Daughter 2
Class A Common Stock 4,944 Indirect By Assoc II/Daughter 2
Class A Common Stock 4,133 Indirect By Trust (Daughter 1)
Class A Common Stock 14,931 Indirect By Assoc II/Daughter 1
Class A Common Stock 3,056 Indirect By Assoc II/Daughter 1
Class A Common Stock 1,505 Indirect By Assoc II/Daughter 1
Class A Common Stock 3,011 Indirect By Assoc II
Class A Common Stock 1,975 Indirect By RMI (Delaware)
Class A Common Stock 3,452 Indirect By Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 75,504 75,504 Indirect
Class A Common Stock Class B Common Stock $0.00 85,056 85,056 Indirect
Class A Common Stock Class B Common Stock $0.00 9,431 9,431 Indirect
Class A Common Stock Class B Common Stock $0.00 9,431 9,431 Indirect
Class A Common Stock Class B Common Stock $0.00 25 25 Indirect
Class A Common Stock Class B Common Stock $0.00 4,808 4,808 Indirect
Class A Common Stock Class B Common Stock $0.00 193,586 193,586 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
75,504 75,504 Indirect
85,056 85,056 Indirect
9,431 9,431 Indirect
9,431 9,431 Indirect
25 25 Indirect
4,808 4,808 Indirect
193,586 193,586 Indirect
Footnotes
  1. BTR RAII -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
  2. Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Anne F. Rankin.
  3. Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Elisabeth M. Rankin.
  4. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.. Reporting Person disclaims beneficial ownership of all such shares.
  5. Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alison Rankin. Reporting Person disclaims beneficial ownership of all such shares.
  6. Held by Trust dated December 18, 1997. Reporting Person's Spouse is Co-Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares.
  7. Held by Trust dated December 30, 2015. Reporting Person serves as Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares.
  8. Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated December 18, 1997 for the benefit of the daughter. Reporting Person's spouse is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
  9. Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated September 11, 2000 (Posterity Trust) for the benefit of the daughter. Reporting Person's spouse is the trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
  10. Held by Trust dated August 15, 2012. Reporting Person's Spouse is Co-Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares.
  11. Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated August 15, 2012 for the benefit of the daughter. Reporting Person's spouse is the trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
  12. Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
  13. Represents the Reporting Person's proportionate interest in shares held by Rankin Management, Inc. ("RMI).
  14. Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin.
  15. N/A
  16. BTR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
  17. BTR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.10 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
  18. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.
  19. Represents the Reporting Person's Spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares.
  20. Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Anne F. Rankin.
  21. Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Elisabeth M. Rankin.
  22. GP. Represents Reporting Person's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
  23. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.