Filing Details
- Accession Number:
- 0001127602-21-002553
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-26 14:42:01
- Reporting Period:
- 2020-12-31
- Accepted Time:
- 2021-01-26 14:42:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 789933 | Nacco Industries Inc | NC | Household Appliances (3630) | 341505819 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1837688 | Kuipers R. Julia F/B/O Trust Gst 2020 Btr | Nacco Industries, Inc. 5875 Landerbrook Dr., Suite 220 Cleveland OH 44124 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-01-22 | 2,192 | $15.19 | 2,192 | No | 4 | P | Indirect | Proportionate interest of shares held by Rankin Associates II, L.P. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Proportionate interest of shares held by Rankin Associates II, L.P. |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Acquisiton | 2020-12-31 | 1,222 | $0.00 | 1,222 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 667 | $15.19 | 667 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 5,967 | $15.19 | 5,967 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,222 | No | 5 | G | Indirect | ||
| 1,889 | No | 4 | P | Indirect | ||
| 5,967 | No | 4 | P | Indirect |
Footnotes
- BTR RAII -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
- N/A
- BTR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
- BTR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
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