Filing Details

Accession Number:
0001127602-21-002536
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-26 14:27:42
Reporting Period:
2020-12-31
Accepted Time:
2021-01-26 14:27:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
789933 Nacco Industries Inc NC Household Appliances (3630) 341505819
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1247955 T Thomas Rankin Nacco Industries, Inc.
5875 Landerbrook Drive, Ste. 220
Mayfield Heights OH 44124
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-01-22 2,192 $15.19 2,192 No 4 P Indirect By Trust/Son 1
Class A Common Stock Acquisiton 2021-01-22 2,192 $15.19 2,192 No 4 P Indirect By Trust/Son 2
Class A Common Stock Acquisiton 2021-01-22 2,192 $15.19 2,192 No 4 P Indirect By Trust/Son 3
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Trust/Son 1
No 4 P Indirect By Trust/Son 2
No 4 P Indirect By Trust/Son 3
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Acquisiton 2020-12-31 1,221 $0.00 1,221 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2020-12-31 1,221 $0.00 1,221 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2020-12-31 1,221 $0.00 1,221 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 668 $15.19 668 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 5,968 $15.19 5,968 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 668 $15.19 668 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 5,968 $15.19 5,968 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 668 $15.19 668 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 5,968 $15.19 5,968 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,221 No 5 G Indirect
1,221 No 5 G Indirect
1,221 No 5 G Indirect
1,889 No 4 P Indirect
7,857 No 4 P Indirect
1,889 No 4 P Indirect
7,857 No 4 P Indirect
1,889 No 4 P Indirect
7,857 No 4 P Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 3,622 Indirect By Spouse
Class A Common Stock 1,843 Indirect By Assoc II/Spouse
Class A Common Stock 7 Direct
Class A Common Stock 31,669 Indirect By Assoc II
Class A Common Stock 1,975 Indirect By RMI (Delaware)
Class A Common Stock 165 Indirect By Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 9,430 9,430 Indirect
Class A Common Stock Class B Common Stock $0.00 9,430 9,430 Indirect
Class A Common Stock Class B Common Stock $0.00 9,430 9,430 Indirect
Class A Common Stock Class B Common Stock $0.00 20,000 20,000 Indirect
Class A Common Stock Class B Common Stock $0.00 85,056 85,056 Indirect
Class A Common Stock Class B Common Stock $0.00 25 25 Indirect
Class A Common Stock Class B Common Stock $0.00 35,312 35,312 Indirect
Class A Common Stock Class B Common Stock $0.00 145,793 145,793 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
9,430 9,430 Indirect
9,430 9,430 Indirect
9,430 9,430 Indirect
20,000 20,000 Indirect
85,056 85,056 Indirect
25 25 Indirect
35,312 35,312 Indirect
145,793 145,793 Indirect
Footnotes
  1. BTR RAII -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
  2. Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Matthew M. Rankin.
  3. Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o James T. Rankin.
  4. Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Thomas Parker Rankin.
  5. By Spouse. Reporting Person disclaims beneficial ownership of all such shares.
  6. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.. Reporting Person disclaims beneficial ownership of all such shares.
  7. As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement.
  8. Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
  9. Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. (RMI), as general partner. Reporting Person disclaims beneficial ownership of all such shares.
  10. Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin.
  11. N/A
  12. BTR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
  13. BTR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
  14. Reporting person serves as trustee of BTR 2012 GST Trust for benefit of James Rankin.
  15. Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Matthew Rankin.
  16. Reporting person serves as trustee of BTR 2012 GST Trust for benefit of Thomas Parker Rankin.
  17. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.
  18. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P . Reporting Person disclaims beneficial ownership of all such shares.
  19. (GP)Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
  20. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.