Filing Details
- Accession Number:
- 0001179110-21-000832
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2021-01-26 14:15:21
- Reporting Period:
- 2020-12-31
- Accepted Time:
- 2021-01-26 14:15:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1350653 | Alphatec Holdings Inc. | ATEC | Surgical & Medical Instruments & Apparatus (3841) | 202463898 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1719217 | R David Pelizzon | C/O Alphatec Spine, Inc. 5818 El Camino Real Carlsbad CA 92008 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-10-16 | 857,143 | $8.75 | 3,294,235 | No | 4 | P | Indirect | By Squadron Capital LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Squadron Capital LLC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 144,139 | Direct |
Footnotes
- These shares are held by Squadron Capital LLC ("Squadron"). As the President and a member of the Managing Committee of Squadron, the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
Billionaire Hedge Funds
