Filing Details

Accession Number:
0001127602-21-002529
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-26 14:14:41
Reporting Period:
2020-12-31
Accepted Time:
2021-01-26 14:14:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
789933 Nacco Industries Inc NC Household Appliances (3630) 341505819
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1247996 R Clara Williams Nacco Industries, Inc.
5875 Landerbrook Drive, Ste. 220
Mayfield Heights OH 44124
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-12-31 5,398 $0.00 5,398 No 5 G Indirect By Trust/Niece
Class A Common Stock Acquisiton 2020-12-31 5,398 $0.00 5,398 No 5 G Indirect By Trust/Nephew
Class A Common Stock Disposition 2020-12-31 5,398 $0.00 5,398 No 5 G Indirect By Assoc II
Class A Common Stock Acquisiton 2020-12-31 5,398 $0.00 5,398 No 5 G Indirect By Trust/Daughter 2
Class A Common Stock Disposition 2020-12-31 5,398 $0.00 0 No 5 G Indirect By Assoc II
Class A Common Stock Acquisiton 2020-12-31 5,398 $0.00 5,398 No 5 G Indirect By Trust/Daughter 1
Class A Common Stock Acquisiton 2021-01-22 2,191 $15.19 2,191 No 4 P Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect By Trust/Niece
No 5 G Indirect By Trust/Nephew
No 5 G Indirect By Assoc II
No 5 G Indirect By Trust/Daughter 2
No 5 G Indirect By Assoc II
No 5 G Indirect By Trust/Daughter 1
No 4 P Indirect By Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Acquisiton 2020-12-31 24,729 $0.00 24,729 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2020-12-31 24,729 $0.00 24,729 $0.00
Class A Common Stock Class B Common Stock Disposition 2020-12-31 24,729 $0.00 24,729 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2020-12-31 24,729 $0.00 24,729 $0.00
Class A Common Stock Class B Common Stock Disposition 2020-12-31 24,729 $0.00 24,729 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2020-12-31 24,729 $0.00 24,729 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2020-12-31 1,222 $0.00 1,222 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 668 $15.19 668 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 6,161 $15.19 6,161 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 5,967 $15.19 5,967 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 702 $15.19 702 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
24,729 No 5 G Indirect
24,729 No 5 G Indirect
44,729 No 5 G Indirect
24,729 No 5 G Indirect
20,000 No 5 G Indirect
24,729 No 5 G Indirect
1,222 No 5 G Indirect
1,890 No 4 P Indirect
26,161 No 4 P Indirect
7,857 No 4 P Indirect
42,529 No 4 P Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 68,094 Indirect By Trust
Class A Common Stock 15,299 Indirect By Spouse
Class A Common Stock 7,375 Indirect By AssocII/Spouse
Class A Common Stock 10,581 Indirect By AssocII/Daughter 2
Class A Common Stock 2,553 Indirect By Trust/Child2
Class A Common Stock 9,206 Indirect By Assoc II/Daughter
Class A Common Stock 3,927 Indirect Trust/Child1
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 9,195 9,195 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
9,195 9,195 Indirect
Footnotes
  1. N/A
  2. Reporting person serves as trustee of the HRB 2020 GST Trust for the benefit of Clara R. Butler.
  3. Reporting Person serves as trustee of the HRB 2020 GST Trust for the benefit of Griffin B. Butler.
  4. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
  5. Reporting Person's spouse serves as trustee of the CRW 2020 GST Trust for the benefit of Helen C. Williams.
  6. Reporting Person's spouse serves as trustee of the CRW 2020 GST Trust for the benefit of Margo J.V. Williams.
  7. BTR RAII -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
  8. Held by BTR 2020 GST Trust for the benefit of Reporting Person.
  9. Held by trust for the benefit of Reporting Person.
  10. By Spouse. Reporting Person disclaims beneficial ownership of all such shares.
  11. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.
  12. Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.
  13. Held by Trust, Reporting Person's spouse is Trustee, for the benefit of Reporting Person's minor child. Reporting Person disclaims beneficial ownership of all such shares.
  14. RAI-Represents Reporting Person's limited partnership interest in shares held by Rankin Associates I, L.P.
  15. BTR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
  16. AMR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $919,615.17 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
  17. BTR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
  18. AMR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $104,771.61 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.