Filing Details
- Accession Number:
- 0001127602-21-002524
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-26 14:10:12
- Reporting Period:
- 2021-01-22
- Accepted Time:
- 2021-01-26 14:10:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1709164 | Hamilton Beach Brands Holding Co | HBB | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1247868 | Rankin Helen Butler | 4421 Waterfront Dr. Glen Allen VA 23060 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-01-22 | 6,161 | $11.53 | 26,161 | No | 4 | P | Indirect | Proportionate limited partnership interest in shares held by Rankin Associates I, L.P. |
Class A Common Stock | Acquisiton | 2021-01-22 | 702 | $11.53 | 42,529 | No | 4 | P | Indirect | Proportionate limited partnership interests in shares held by Rankin Associates IV, L.P. |
Class A Common Stock | Acquisiton | 2021-01-22 | 668 | $11.53 | 668 | No | 4 | P | Indirect | Reporting Person serves as the Trustee of BTR 2020 GST Trust for the benefit of the Reporting Person |
Class A Common Stock | Acquisiton | 2021-01-22 | 2,191 | $11.53 | 2,859 | No | 4 | P | Indirect | Reporting Person serves as the Trustee of BTR 2020 GST Trust for the benefit of the Reporting Person |
Class A Common Stock | Acquisiton | 2021-01-22 | 5,968 | $11.53 | 8,827 | No | 4 | P | Indirect | Reporting Person serves as the Trustee of BTR 2020 GST Trust for the benefit of the Reporting Person |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Proportionate limited partnership interest in shares held by Rankin Associates I, L.P. |
No | 4 | P | Indirect | Proportionate limited partnership interests in shares held by Rankin Associates IV, L.P. |
No | 4 | P | Indirect | Reporting Person serves as the Trustee of BTR 2020 GST Trust for the benefit of the Reporting Person |
No | 4 | P | Indirect | Reporting Person serves as the Trustee of BTR 2020 GST Trust for the benefit of the Reporting Person |
No | 4 | P | Indirect | Reporting Person serves as the Trustee of BTR 2020 GST Trust for the benefit of the Reporting Person |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 6,161 | $11.53 | 6,161 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 702 | $11.53 | 702 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 668 | $11.53 | 668 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 2,191 | $11.53 | 2,191 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 5,967 | $11.53 | 5,967 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
26,161 | No | 4 | P | Indirect | ||
42,529 | No | 4 | P | Indirect | ||
668 | No | 4 | P | Indirect | ||
2,859 | No | 4 | P | Indirect | ||
8,826 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 9,052 | Indirect | Child's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
Class A Common Stock | 9,208 | Indirect | Child's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
Class A Common Stock | 77,289 | Indirect | Held in Trust for the benefit of Reporting Person |
Class A Common Stock | 4,083 | Indirect | Held in Trust for the benefit of Reporting Person's minor child |
Class A Common Stock | 3,927 | Indirect | Held in Trust for the benefit of Reporting Person's minor child |
Class A Common Stock | 79,916 | Indirect | Held in Trust for the benefit of Spouse |
Class A Common Stock | 2,800 | Indirect | Individual Retirement Account for the benefit of Spouse |
Class A Common Stock | 0 | Indirect | Proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
Class A Common Stock | 4,054 | Indirect | Reporting Person serves as Trustee of JCB 2020 GST for the benefit of Clara R. Butler |
Class A Common Stock | 4,055 | Indirect | Reporting Person serves as Trustee of JCB 2020 GST for the benefit of Griffin B. Butler |
Class A Common Stock | 0 | Indirect | Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 9,208 | 9,208 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 9,052 | 9,052 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 77,289 | 77,289 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 3,927 | 3,927 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 4,083 | 4,083 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 63,638 | 63,638 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 2,800 | 2,800 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 0 | 0 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 4,054 | 4,054 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 4,055 | 4,055 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 0 | 0 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
9,208 | 9,208 | Indirect | |
9,052 | 9,052 | Indirect | |
77,289 | 77,289 | Indirect | |
3,927 | 3,927 | Indirect | |
4,083 | 4,083 | Indirect | |
63,638 | 63,638 | Indirect | |
2,800 | 2,800 | Indirect | |
0 | 0 | Indirect | |
4,054 | 4,054 | Indirect | |
4,055 | 4,055 | Indirect | |
0 | 0 | Indirect |
Footnotes
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $919,615.17 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $104,771.62 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- Reporting Person disclaims beneficial ownership of all such shares.
- N/A