Filing Details

Accession Number:
0001127602-21-002524
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-26 14:10:12
Reporting Period:
2021-01-22
Accepted Time:
2021-01-26 14:10:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1709164 Hamilton Beach Brands Holding Co HBB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1247868 Rankin Helen Butler 4421 Waterfront Dr.
Glen Allen VA 23060
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-01-22 6,161 $11.53 26,161 No 4 P Indirect Proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Class A Common Stock Acquisiton 2021-01-22 702 $11.53 42,529 No 4 P Indirect Proportionate limited partnership interests in shares held by Rankin Associates IV, L.P.
Class A Common Stock Acquisiton 2021-01-22 668 $11.53 668 No 4 P Indirect Reporting Person serves as the Trustee of BTR 2020 GST Trust for the benefit of the Reporting Person
Class A Common Stock Acquisiton 2021-01-22 2,191 $11.53 2,859 No 4 P Indirect Reporting Person serves as the Trustee of BTR 2020 GST Trust for the benefit of the Reporting Person
Class A Common Stock Acquisiton 2021-01-22 5,968 $11.53 8,827 No 4 P Indirect Reporting Person serves as the Trustee of BTR 2020 GST Trust for the benefit of the Reporting Person
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
No 4 P Indirect Proportionate limited partnership interests in shares held by Rankin Associates IV, L.P.
No 4 P Indirect Reporting Person serves as the Trustee of BTR 2020 GST Trust for the benefit of the Reporting Person
No 4 P Indirect Reporting Person serves as the Trustee of BTR 2020 GST Trust for the benefit of the Reporting Person
No 4 P Indirect Reporting Person serves as the Trustee of BTR 2020 GST Trust for the benefit of the Reporting Person
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 6,161 $11.53 6,161 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 702 $11.53 702 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 668 $11.53 668 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 2,191 $11.53 2,191 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 5,967 $11.53 5,967 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
26,161 No 4 P Indirect
42,529 No 4 P Indirect
668 No 4 P Indirect
2,859 No 4 P Indirect
8,826 No 4 P Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 9,052 Indirect Child's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock 9,208 Indirect Child's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock 77,289 Indirect Held in Trust for the benefit of Reporting Person
Class A Common Stock 4,083 Indirect Held in Trust for the benefit of Reporting Person's minor child
Class A Common Stock 3,927 Indirect Held in Trust for the benefit of Reporting Person's minor child
Class A Common Stock 79,916 Indirect Held in Trust for the benefit of Spouse
Class A Common Stock 2,800 Indirect Individual Retirement Account for the benefit of Spouse
Class A Common Stock 0 Indirect Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class A Common Stock 4,054 Indirect Reporting Person serves as Trustee of JCB 2020 GST for the benefit of Clara R. Butler
Class A Common Stock 4,055 Indirect Reporting Person serves as Trustee of JCB 2020 GST for the benefit of Griffin B. Butler
Class A Common Stock 0 Indirect Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 9,208 9,208 Indirect
Class A Common Stock Class B Common Stock $0.00 9,052 9,052 Indirect
Class A Common Stock Class B Common Stock $0.00 77,289 77,289 Indirect
Class A Common Stock Class B Common Stock $0.00 3,927 3,927 Indirect
Class A Common Stock Class B Common Stock $0.00 4,083 4,083 Indirect
Class A Common Stock Class B Common Stock $0.00 63,638 63,638 Indirect
Class A Common Stock Class B Common Stock $0.00 2,800 2,800 Indirect
Class A Common Stock Class B Common Stock $0.00 0 0 Indirect
Class A Common Stock Class B Common Stock $0.00 4,054 4,054 Indirect
Class A Common Stock Class B Common Stock $0.00 4,055 4,055 Indirect
Class A Common Stock Class B Common Stock $0.00 0 0 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
9,208 9,208 Indirect
9,052 9,052 Indirect
77,289 77,289 Indirect
3,927 3,927 Indirect
4,083 4,083 Indirect
63,638 63,638 Indirect
2,800 2,800 Indirect
0 0 Indirect
4,054 4,054 Indirect
4,055 4,055 Indirect
0 0 Indirect
Footnotes
  1. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $919,615.17 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  2. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $104,771.62 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  3. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  4. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  5. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
  6. Reporting Person disclaims beneficial ownership of all such shares.
  7. N/A