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Filing Details

Accession Number:: 0001127602-21-002519
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-01-26 14:03:55
Reporting Period:: 2020-12-31

Accepted Time:: 2021-01-26 14:03:55
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
789933	Nacco Industries Inc	NC	Household Appliances (3630)	341505819

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1247860	Jr C John Butler	Nacco Industries, Inc. 5875 Landerbrook Drive, Ste. 220 Mayfield Heights OH 44124	President & Ceo	Yes	Yes	No	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2020-12-31	5,398	$0.00	5,398	No	5	G	Indirect	By RAII/Spouse
Class A Common Stock	Disposition	2020-12-31	5,398	$0.00	0	No	5	G	Indirect	By RAII/Spouse
Class A Common Stock	Disposition	2020-12-31	4,054	$0.00	4,055	No	5	G	Indirect	By RAII
Class A Common Stock	Acquisiton	2020-12-31	4,054	$0.00	4,054	No	5	G	Indirect	By Trust/Daughter
Class A Common Stock	Disposition	2020-12-31	4,055	$0.00	0	No	5	G	Indirect	By RAII
Class A Common Stock	Acquisiton	2020-12-31	4,055	$0.00	4,055	No	5	G	Indirect	By Trust/Son
Class A Common Stock	Acquisiton	2021-01-22	2,191	$15.19	2,191	No	4	P	Indirect	By Spouse/Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Indirect	By RAII/Spouse
No	5	G	Indirect	By RAII/Spouse
No	5	G	Indirect	By RAII
No	5	G	Indirect	By Trust/Daughter
No	5	G	Indirect	By RAII
No	5	G	Indirect	By Trust/Son
No	4	P	Indirect	By Spouse/Trust

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2020-12-31	24,729	$0.00	24,729	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2020-12-31	24,729	$0.00	24,729	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2020-12-31	1,222	$0.00	1,222	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2021-01-22	668	$15.19	668	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2021-01-22	6,161	$15.19	6,161	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2021-01-22	702	$15.19	702	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2021-01-22	5,967	$15.19	5,967	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
44,729	No	5	G	Indirect
20,000	No	5	G	Indirect
1,222	No	5	G	Indirect
1,890	No	4	P	Indirect
26,161	No	4	P	Indirect
42,529	No	4	P	Indirect
7,857	No	4	P	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	9,052	Indirect	By RAII/Child 1
Class A Common Stock	4,083	Indirect	By Trust-Child 1
Class A Common Stock	9,208	Indirect	By RAII/Child 2
Class A Common Stock	3,927	Indirect	By Trust-Child 2
Class A Common Stock	68,094	Indirect	By Spouse/Trust
Class A Common Stock	2,800	Indirect	By IRA
Class A Common Stock	154,114	Indirect	By Trust

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Class B Common Stock	$0.00			9,195	9,195	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	9,195	9,195	Indirect

Footnotes

N/A
Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
Reporting Person's spouse serves as trustee of the JCB 2020 GST Trust for the benefit of Clara R. Butler.
Reporting Person's spouse serves as trustee of the JCB 2020 GST Trust for the benefit of Griffin B. Butler.
BTR RAII -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
Held by BTR 2020 GST Trust for the benefit of Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.
Represents the Reporting Person's child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.. Reporting Person disclaims beneficial ownership of all such shares.
Held by Trust, John C. Butler, Jr., Trustee, for the benefit of Reporting Person's minor child. Reporting Person disclaims beneficial ownership of all such shares.
Held by Trust for the benefit of Reporting Person's Spouse. Reporting Person disclaims beneficial ownership of all such shares.
Held in an Individual Retirement Account for the benefit of the Reporting Person.
Reporting Person serves as Trustee of the J.C. Butler, Jr. Revocable Trust.
Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P.
BTR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
AMR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $919,615.17 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
AMR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $104,771.62 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
BTR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.