Filing Details

Accession Number:
0001127602-21-002513
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-26 13:59:57
Reporting Period:
2020-12-31
Accepted Time:
2021-01-26 13:59:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
789933 Nacco Industries Inc NC Household Appliances (3630) 341505819
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1837995 Butler R. Helen F/B/O Trust Gst 2020 Btr Nacco Industries, Inc.
5875 Landerbrook Dr., Suite 220
Cleveland OH 44124
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-01-22 2,191 $15.19 2,191 No 4 P Indirect Proportionate interest of shares held by Rankin Associates II, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Proportionate interest of shares held by Rankin Associates II, L.P.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Acquisiton 2020-12-31 1,222 $0.00 1,222 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 668 $15.19 668 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-22 5,967 $15.19 5,967 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,222 No 5 G Indirect
1,890 No 4 P Indirect
5,967 No 4 P Indirect
Footnotes
  1. BTR RAII -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
  2. N/A
  3. BTR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.
  4. BTR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.