Filing Details
- Accession Number:
- 0001127602-21-002506
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-26 13:15:07
- Reporting Period:
- 2021-01-22
- Accepted Time:
- 2021-01-26 13:15:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1709164 | Hamilton Beach Brands Holding Co | HBB | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
904532 | Al Et M Alfred Rankin | 4421 Waterfront Drive Glen Allen VA 23060 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2021-01-22 | 6,677 | $11.53 | 0 | No | 4 | S | Indirect | Proportionate LP interest in shares held by Rankin Associates I, L.P. in trust fbo Bruce T. Rankin |
Class A Common Stock | Disposition | 2021-01-22 | 21,916 | $11.53 | 0 | No | 4 | S | Indirect | Proportionate LP interest in shares held by Rankin Associates II, L.P. in trust fbo Bruce T. Rankin |
Class A Common Stock | Disposition | 2021-01-22 | 59,675 | $11.53 | 0 | No | 4 | S | Indirect | Proportionate LP interest in shares held by Rankin Associates IV, L.P. in trust fbo Bruce T. Rankin |
Class A Common Stock | Disposition | 2021-01-22 | 1,404 | $11.53 | 0 | No | 4 | S | Indirect | Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. |
Class A Common Stock | Disposition | 2021-01-22 | 12,322 | $11.53 | 0 | No | 4 | S | Indirect | Proportionate limited partnership interest in shares held by Rankin Associates I, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Proportionate LP interest in shares held by Rankin Associates I, L.P. in trust fbo Bruce T. Rankin |
No | 4 | S | Indirect | Proportionate LP interest in shares held by Rankin Associates II, L.P. in trust fbo Bruce T. Rankin |
No | 4 | S | Indirect | Proportionate LP interest in shares held by Rankin Associates IV, L.P. in trust fbo Bruce T. Rankin |
No | 4 | S | Indirect | Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. |
No | 4 | S | Indirect | Proportionate limited partnership interest in shares held by Rankin Associates I, L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2021-01-22 | 6,677 | $11.53 | 6,677 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2021-01-22 | 21,916 | $11.53 | 21,916 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2021-01-22 | 59,675 | $11.53 | 59,675 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2021-01-22 | 12,322 | $11.53 | 12,322 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2021-01-22 | 1,404 | $11.53 | 1,404 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | S | Indirect | ||
0 | No | 4 | S | Indirect | ||
0 | No | 4 | S | Indirect | ||
0 | No | 4 | S | Indirect | ||
0 | No | 4 | S | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 14,160 | Indirect | Held in an Individual Retirement Account for the benefit of the Reporting Person. |
Class A Common Stock | 2,000 | Indirect | Proportionate general partnership interest in shares held by Rankin Associates I, L.P. |
Class A Common Stock | 25 | Indirect | Proportionate general partnership interest in shares held by Rankin Associates IV, L.P. |
Class A Common Stock | 0 | Indirect | Proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
Class A Common Stock | 1,975 | Indirect | Proportionate LP interest in shares of RA II, LP held by Rankin Management Inc. as general partner |
Class A Common Stock | 9,431 | Indirect | Reporting Person serves as 2012 Trustee of GST for the benefit of Helen R. Butler |
Class A Common Stock | 9,431 | Indirect | Reporting Person serves as Trustee of 2012 GST for the benefit of Clara R. Williams |
Class A Common Stock | 386,310 | Indirect | Reporting Person serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. |
Class A Common Stock | 14,313 | Indirect | Reporting Person serves as Trustee of a Trust for the benefit of Bruce T. Rankin |
Class A Common Stock | 34,936 | Indirect | Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin |
Class A Common Stock | 9,600 | Indirect | Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren |
Class A Common Stock | 18,625 | Indirect | Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 14,160 | 14,160 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 25 | 25 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 2,000 | 2,000 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 0 | 0 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 1,975 | 1,975 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 9,431 | 9,431 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 9,431 | 9,431 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 14,313 | 14,313 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 344,853 | 344,853 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 34,936 | 34,936 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 9,600 | 9,600 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 18,625 | 18,625 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
14,160 | 14,160 | Indirect | |
25 | 25 | Indirect | |
2,000 | 2,000 | Indirect | |
0 | 0 | Indirect | |
1,975 | 1,975 | Indirect | |
9,431 | 9,431 | Indirect | |
9,431 | 9,431 | Indirect | |
14,313 | 14,313 | Indirect | |
344,853 | 344,853 | Indirect | |
34,936 | 34,936 | Indirect | |
9,600 | 9,600 | Indirect | |
18,625 | 18,625 | Indirect |
Footnotes
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- Reporting Person disclaims beneficial ownership of all such shares.
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series promissory notes each in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- Reporting Person serves as the Trustee for the Trust.
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $104,771.62 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series promissory notes each in the principal amount of $919,615,17 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- N/A