Filing Details
- Accession Number:
- 0001127602-21-002505
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-26 13:13:24
- Reporting Period:
- 2021-01-22
- Accepted Time:
- 2021-01-26 13:13:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1709164 | Hamilton Beach Brands Holding Co | HBB | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1247955 | T Thomas Rankin | 4421 Waterfront Drive Glen Allen VA 23060 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-01-22 | 668 | $11.53 | 11,319 | No | 4 | P | Indirect | Reporting Person serves as Trustee of BTR 2020 GST for the benefit of James T. Rankin |
| Class A Common Stock | Acquisiton | 2021-01-22 | 668 | $11.53 | 11,319 | No | 4 | P | Indirect | Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Mathew M. Rankin |
| Class A Common Stock | Acquisiton | 2021-01-22 | 668 | $11.53 | 11,319 | No | 4 | P | Indirect | Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Thomas P.K. Rankin |
| Class A Common Stock | Acquisiton | 2021-01-22 | 2,192 | $11.53 | 13,511 | No | 4 | P | Indirect | Reporting Person serves as Trustee of BTR 2020 GST for the benefit of James T. Rankin |
| Class A Common Stock | Acquisiton | 2021-01-22 | 2,192 | $11.53 | 13,511 | No | 4 | P | Indirect | Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Mathew M. Rankin |
| Class A Common Stock | Acquisiton | 2021-01-22 | 2,192 | $11.53 | 13,511 | No | 4 | P | Indirect | Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Thomas P.K. Rankin |
| Class A Common Stock | Acquisiton | 2021-01-22 | 5,967 | $11.53 | 19,478 | No | 4 | P | Indirect | Reporting Person serves as Trustee of BTR 2020 GST for the benefit of James T. Rankin |
| Class A Common Stock | Acquisiton | 2021-01-22 | 5,967 | $11.53 | 19,478 | No | 4 | P | Indirect | Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Mathew M. Rankin |
| Class A Common Stock | Acquisiton | 2021-01-22 | 5,967 | $11.53 | 19,478 | No | 4 | P | Indirect | Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Thomas P.K. Rankin |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Reporting Person serves as Trustee of BTR 2020 GST for the benefit of James T. Rankin |
| No | 4 | P | Indirect | Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Mathew M. Rankin |
| No | 4 | P | Indirect | Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Thomas P.K. Rankin |
| No | 4 | P | Indirect | Reporting Person serves as Trustee of BTR 2020 GST for the benefit of James T. Rankin |
| No | 4 | P | Indirect | Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Mathew M. Rankin |
| No | 4 | P | Indirect | Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Thomas P.K. Rankin |
| No | 4 | P | Indirect | Reporting Person serves as Trustee of BTR 2020 GST for the benefit of James T. Rankin |
| No | 4 | P | Indirect | Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Mathew M. Rankin |
| No | 4 | P | Indirect | Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Thomas P.K. Rankin |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 668 | $11.53 | 668 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 668 | $11.53 | 668 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 668 | $11.53 | 668 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 2,192 | $11.53 | 2,192 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 2,192 | $11.53 | 2,192 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 2,192 | $11.53 | 2,192 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 5,968 | $11.53 | 5,968 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 5,968 | $11.53 | 5,968 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 5,968 | $11.53 | 5,968 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 11,319 | No | 4 | P | Indirect | ||
| 11,319 | No | 4 | P | Indirect | ||
| 11,319 | No | 4 | P | Indirect | ||
| 13,511 | No | 4 | P | Indirect | ||
| 13,511 | No | 4 | P | Indirect | ||
| 13,511 | No | 4 | P | Indirect | ||
| 19,479 | No | 4 | P | Indirect | ||
| 19,479 | No | 4 | P | Indirect | ||
| 19,479 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 7 | Direct | |
| Class A Common Stock | 3,622 | Indirect | Held by Spouse |
| Class A Common Stock | 2,000 | Indirect | Proportionate general partnership interest in shares held by Rankin Associates I, L.P. |
| Class A Common Stock | 25 | Indirect | Proportionate general partnership interest in shares held by Rankin Associates IV, L.P. |
| Class A Common Stock | 33,312 | Indirect | Proportionate limited partnership interest in shares held by Rankin Associates I, L.P. |
| Class A Common Stock | 31,669 | Indirect | Proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
| Class A Common Stock | 0 | Indirect | Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. |
| Class A Common Stock | 1,975 | Indirect | Proportionate LP interest in shares of RA II, LP held by Rankin Management Inc. as general partner |
| Class A Common Stock | 162,236 | Indirect | Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin |
| Class A Common Stock | 0 | Indirect | Reporting Person serves as Trustee of BTR 2012 GST for the benefit of James T. Rankin |
| Class A Common Stock | 0 | Indirect | Reporting Person serves as Trustee of BTR 2012 GST for the benefit of Matthew M. Rankin |
| Class A Common Stock | 0 | Indirect | Reporting Person serves as Trustee of BTR 2012 GST for the benefit of Thomas P.K. Rankin |
| Class A Common Stock | 85,056 | Indirect | Spouse's proportionate limited partnership interest in shares held by RA IV, L.P. held in trust |
| Class A Common Stock | 20,000 | Indirect | Spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. |
| Class A Common Stock | 1,843 | Indirect | Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 7 | 7 | Direct | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 3,622 | 3,622 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 2,000 | 2,000 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 25 | 25 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 33,312 | 33,312 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 31,669 | 31,669 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 0 | 0 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 1,975 | 1,975 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 145,958 | 145,958 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 0 | 0 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 0 | 0 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 0 | 0 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 85,056 | 85,056 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 20,000 | 20,000 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 1,843 | 1,843 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 7 | 7 | Direct | |
| 3,622 | 3,622 | Indirect | |
| 2,000 | 2,000 | Indirect | |
| 25 | 25 | Indirect | |
| 33,312 | 33,312 | Indirect | |
| 31,669 | 31,669 | Indirect | |
| 0 | 0 | Indirect | |
| 1,975 | 1,975 | Indirect | |
| 145,958 | 145,958 | Indirect | |
| 0 | 0 | Indirect | |
| 0 | 0 | Indirect | |
| 0 | 0 | Indirect | |
| 85,056 | 85,056 | Indirect | |
| 20,000 | 20,000 | Indirect | |
| 1,843 | 1,843 | Indirect |
Footnotes
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- Reporting Person disclaims beneficial ownership of all such shares.
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- N/A
Billionaire Hedge Funds
