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Filing Details

Accession Number:: 0001127602-21-002499
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-01-26 13:06:15
Reporting Period:: 2021-01-22

Accepted Time:: 2021-01-26 13:06:15
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1709164	Hamilton Beach Brands Holding Co	HBB	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
901733	F Roger Rankin	4421 Waterfront Drive Glen Allen VA 23060		No	No	No	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2021-01-22	668	$11.53	1,890	No	4	P	Indirect	Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Anne F. Rankin
Class A Common Stock	Acquisiton	2021-01-22	668	$11.53	1,890	No	4	P	Indirect	Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Elisabeth M. Rankin
Class A Common Stock	Acquisiton	2021-01-22	2,191	$11.53	4,081	No	4	P	Indirect	Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Anne F. Rankin
Class A Common Stock	Acquisiton	2021-01-22	2,191	$11.53	4,081	No	4	P	Indirect	Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Elisabeth M. Rankin
Class A Common Stock	Acquisiton	2021-01-22	5,967	$11.53	10,048	No	4	P	Indirect	Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Anne F. Rankin
Class A Common Stock	Acquisiton	2021-01-22	5,967	$11.53	10,048	No	4	P	Indirect	Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Elisabeth M. Rankin

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Anne F. Rankin
No	4	P	Indirect	Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Elisabeth M. Rankin
No	4	P	Indirect	Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Anne F. Rankin
No	4	P	Indirect	Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Elisabeth M. Rankin
No	4	P	Indirect	Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Anne F. Rankin
No	4	P	Indirect	Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Elisabeth M. Rankin

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Acquisiton	2021-01-22	668	$11.53	668	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2021-01-22	668	$11.53	668	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2021-01-22	2,191	$11.53	2,191	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2021-01-22	2,191	$11.53	2,191	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2021-01-22	5,968	$11.53	5,968	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2021-01-22	5,968	$11.53	5,968	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,890	No	4	P	Indirect
1,890	No	4	P	Indirect
4,081	No	4	P	Indirect
4,081	No	4	P	Indirect
10,049	No	4	P	Indirect
10,049	No	4	P	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	21,381	Indirect	Daughter's proportionate limited partnership interest in shares held by RA II, L.P. held in trust
Class A Common Stock	19,492	Indirect	Daughter's proportionate limited partnership interest in shares held by RA II, L.P. held in trust
Class A Common Stock	25	Indirect	Proportionate general partnership interest in shares of Rankin Associates IV, L.P.
Class A Common Stock	2,000	Indirect	Proportionate general partnership interest shares held by Rankin Associates I, L.P.
Class A Common Stock	2,808	Indirect	Proportionate limited partnership interest in shares held by Rankin Associates I, L.P
Class A Common Stock	0	Indirect	Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class A Common Stock	3,011	Indirect	Proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock	1,975	Indirect	Proportionate LP interest in shares of RA II, LP held by Rankin Management Inc. as general partner
Class A Common Stock	200	Indirect	Reporting Person serves as Trustee for the benefit of A. Farnham Rankin
Class A Common Stock	200	Indirect	Reporting Person serves as Trustee for the benefit of Elisabeth M. Rankin
Class A Common Stock	203,845	Indirect	Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin
Class A Common Stock	9,431	Indirect	Reporting Person serves as Trustee of BTR 2012 GST for the benefit of A. Farnham Rankin
Class A Common Stock	9,431	Indirect	Reporting Person serves as Trustee of BTR 2012 GST for the benefit of Elisabeth M. Rankin
Class A Common Stock	2,046	Indirect	Spouse is Co-Trustee for the benefit of Reporting Person's daughter
Class A Common Stock	3,933	Indirect	Spouse is Co-Trustee for the benefit of Reporting Person's daughter
Class A Common Stock	6,613	Indirect	Spouse serves as Trustee of a Trust for the benefit of Alison Rankin
Class A Common Stock	85,056	Indirect	Spouse's proportionate limited partnership interest in shares held by RA IV, L.P. held in trust
Class A Common Stock	75,504	Indirect	Spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Class A Common Stock	29,986	Indirect	Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Class B Common Stock	$0.00	19,492	19,492	Indirect
Class A Common Stock	Class B Common Stock	$0.00	21,381	21,381	Indirect
Class A Common Stock	Class B Common Stock	$0.00	25	25	Indirect
Class A Common Stock	Class B Common Stock	$0.00	2,000	2,000	Indirect
Class A Common Stock	Class B Common Stock	$0.00	1,975	1,975	Indirect
Class A Common Stock	Class B Common Stock	$0.00	2,808	2,808	Indirect
Class A Common Stock	Class B Common Stock	$0.00	0	0	Indirect
Class A Common Stock	Class B Common Stock	$0.00	3,011	3,011	Indirect
Class A Common Stock	Class B Common Stock	$0.00	200	200	Indirect
Class A Common Stock	Class B Common Stock	$0.00	200	200	Indirect
Class A Common Stock	Class B Common Stock	$0.00	193,586	193,586	Indirect
Class A Common Stock	Class B Common Stock	$0.00	9,431	9,431	Indirect
Class A Common Stock	Class B Common Stock	$0.00	9,431	9,431	Indirect
Class A Common Stock	Class B Common Stock	$0.00	3,933	3,933	Indirect
Class A Common Stock	Class B Common Stock	$0.00	2,046	2,046	Indirect
Class A Common Stock	Class B Common Stock	$0.00	6,613	6,613	Indirect
Class A Common Stock	Class B Common Stock	$0.00	85,056	85,056	Indirect
Class A Common Stock	Class B Common Stock	$0.00	75,504	75,504	Indirect
Class A Common Stock	Class B Common Stock	$0.00	29,986	29,986	Indirect

Amount	Remaning Holdings	Nature of Ownership
19,492	19,492	Indirect
21,381	21,381	Indirect
25	25	Indirect
2,000	2,000	Indirect
1,975	1,975	Indirect
2,808	2,808	Indirect
0	0	Indirect
3,011	3,011	Indirect
200	200	Indirect
200	200	Indirect
193,586	193,586	Indirect
9,431	9,431	Indirect
9,431	9,431	Indirect
3,933	3,933	Indirect
2,046	2,046	Indirect
6,613	6,613	Indirect
85,056	85,056	Indirect
75,504	75,504	Indirect
29,986	29,986	Indirect

Footnotes

The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.10 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
Reporting Person disclaims beneficial ownership of all such shares.
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