Filing Details
- Accession Number:
- 0001127602-21-002497
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-26 13:03:52
- Reporting Period:
- 2021-01-22
- Accepted Time:
- 2021-01-26 13:03:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1709164 | Hamilton Beach Brands Holding Co | HBB | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1247952 | R Claiborne Rankin | 4421 Waterfront Dr. Glen Allen VA 23060 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-01-22 | 667 | $11.53 | 1,889 | No | 4 | P | Indirect | Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Chloe R. Seelbach |
Class A Common Stock | Acquisiton | 2021-01-22 | 667 | $11.53 | 1,889 | No | 4 | P | Indirect | Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Claiborne R. Rankin, Jr. |
Class A Common Stock | Acquisiton | 2021-01-22 | 667 | $11.53 | 1,889 | No | 4 | P | Indirect | Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Julia R. Kuipers |
Class A Common Stock | Acquisiton | 2021-01-22 | 2,192 | $11.53 | 4,081 | No | 4 | P | Indirect | Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Chloe R. Seelbach |
Class A Common Stock | Acquisiton | 2021-01-22 | 2,192 | $11.53 | 4,081 | No | 4 | P | Indirect | Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Claiborne R. Rankin, Jr. |
Class A Common Stock | Acquisiton | 2021-01-22 | 2,192 | $11.53 | 4,081 | No | 4 | P | Indirect | Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Julia R. Kuipers |
Class A Common Stock | Acquisiton | 2021-01-22 | 5,968 | $11.53 | 10,049 | No | 4 | P | Indirect | Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Chloe R. Seelbach |
Class A Common Stock | Acquisiton | 2021-01-22 | 5,968 | $11.53 | 10,049 | No | 4 | P | Indirect | Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Claiborne R. Rankin, Jr. |
Class A Common Stock | Acquisiton | 2021-01-22 | 5,968 | $11.53 | 10,049 | No | 4 | P | Indirect | Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Julia R. Kuipers |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Chloe R. Seelbach |
No | 4 | P | Indirect | Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Claiborne R. Rankin, Jr. |
No | 4 | P | Indirect | Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Julia R. Kuipers |
No | 4 | P | Indirect | Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Chloe R. Seelbach |
No | 4 | P | Indirect | Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Claiborne R. Rankin, Jr. |
No | 4 | P | Indirect | Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Julia R. Kuipers |
No | 4 | P | Indirect | Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Chloe R. Seelbach |
No | 4 | P | Indirect | Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Claiborne R. Rankin, Jr. |
No | 4 | P | Indirect | Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Julia R. Kuipers |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 667 | $11.53 | 667 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 667 | $11.53 | 667 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 667 | $11.53 | 667 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 2,192 | $11.53 | 2,192 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 2,192 | $11.53 | 2,192 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 2,192 | $11.53 | 2,192 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 5,967 | $11.53 | 5,967 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 5,967 | $11.53 | 5,967 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-22 | 5,967 | $11.53 | 5,967 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,889 | No | 4 | P | Indirect | ||
1,889 | No | 4 | P | Indirect | ||
1,889 | No | 4 | P | Indirect | ||
4,081 | No | 4 | P | Indirect | ||
4,081 | No | 4 | P | Indirect | ||
4,081 | No | 4 | P | Indirect | ||
10,048 | No | 4 | P | Indirect | ||
10,048 | No | 4 | P | Indirect | ||
10,048 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 2,360 | Indirect | Held in Trust fbo Reporting Person's Spouse |
Class A Common Stock | 25 | Indirect | Proportionate general partnership interest in shares held by Rankin Associates IV, L.P. |
Class A Common Stock | 2,000 | Indirect | Proportionate general partnership interest shares held by Rankin Associates I, L.P. |
Class A Common Stock | 1,975 | Indirect | Proportionate interest in shares held by Rankin Management, Inc. |
Class A Common Stock | 18,312 | Indirect | Proportionate limited partnership interest in shares held by Rankin Associates I, L.P. |
Class A Common Stock | 32,571 | Indirect | Proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
Class A Common Stock | 582 | Indirect | Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. |
Class A Common Stock | 123,080 | Indirect | Reporting Person serves as Trustee of a Trust for the benefit of Clairborne R. Rankin |
Class A Common Stock | 9,430 | Indirect | Reporting Person serves as Trustee of BTR 2012 GST fbo Chloe R. Seelbach |
Class A Common Stock | 9,430 | Indirect | Reporting Person serves as Trustee of BTR 2012 GST fbo Clairborne R. Rankin Jr. |
Class A Common Stock | 9,430 | Indirect | Reporting Person serves as Trustee of BTR 2012 GST fbo Julia R. Kuipers |
Class A Common Stock | 84,474 | Indirect | Spouse's proportionate limited partnership interest in shares held by RA IV, L.P. held in trust |
Class A Common Stock | 1,978 | Indirect | Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. |
Class A Common Stock | 50,000 | Indirect | Spouse?s proportionate interest in shares held by Rankin Associates I, L.P. |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 2,360 | 2,360 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 25 | 25 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 2,000 | 2,000 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 1,975 | 1,975 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 18,312 | 18,312 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 32,571 | 32,571 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 582 | 582 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 123,080 | 123,080 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 9,430 | 9,430 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 9,430 | 9,430 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 9,430 | 9,430 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 84,474 | 84,474 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 1,978 | 1,978 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 50,000 | 50,000 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2,360 | 2,360 | Indirect | |
25 | 25 | Indirect | |
2,000 | 2,000 | Indirect | |
1,975 | 1,975 | Indirect | |
18,312 | 18,312 | Indirect | |
32,571 | 32,571 | Indirect | |
582 | 582 | Indirect | |
123,080 | 123,080 | Indirect | |
9,430 | 9,430 | Indirect | |
9,430 | 9,430 | Indirect | |
9,430 | 9,430 | Indirect | |
84,474 | 84,474 | Indirect | |
1,978 | 1,978 | Indirect | |
50,000 | 50,000 | Indirect |
Footnotes
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
- Reporting Person disclaims beneficial ownership of all such shares.
- N/A