Filing Details
- Accession Number:
- 0001209191-21-005031
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2021-01-25 10:59:59
- Reporting Period:
- 2020-12-31
- Accepted Time:
- 2021-01-25 10:59:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1587987 | Newtek Business Services Corp. | NEWT | () | 5 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1124485 | Barry Sloane | 4800 T-Rex Avenue Suite 120 Boca Raton FL 33431 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-01-02 | 500 | $0.00 | 982,450 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2020-01-02 | 500 | $0.00 | 982,450 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2020-01-02 | 500 | $0.00 | 982,450 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2020-03-23 | 80,000 | $0.00 | 982,450 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2020-03-31 | 2,358 | $13.21 | 982,450 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2020-07-31 | 2,187 | $18.73 | 982,450 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2020-09-30 | 2,353 | $18.57 | 982,450 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2020-12-30 | 1,957 | $18.65 | 982,450 | No | 5 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | P | Direct | |
| No | 5 | P | Direct | |
| No | 5 | P | Direct | |
| No | 5 | P | Direct |
Footnotes
- Bona Fide Gift
- Bona Fide Gift. No compensation was given to the Reporting Person for the gifting of shares.
- Gift to The B Sloane Family Foundation, a 501(c)(3) private foundation, of which Reporting Person shares voting and dispositive power; Reporting Person disclaims beneficial ownership of The B Sloane Family Foundation.
- Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.
Billionaire Hedge Funds
