Filing Details
- Accession Number:
- 0000914260-11-000045
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-12 15:05:34
- Reporting Period:
- 2011-04-05
- Filing Date:
- 2011-04-12
- Accepted Time:
- 2011-04-12 15:05:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1109525 | Bancorp Rhode Island Inc | BARI | National Commercial Banks (6021) | 050509802 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1133224 | G Malcolm Chace | One Providence Washington Plz 4Th Fl Providence RI 02903 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-04-05 | 3,300 | $31.00 | 547,256 | No | 4 | P | Indirect | See footnote |
Common Stock | Disposition | 2011-04-11 | 3,300 | $30.35 | 543,956 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Footnotes
- The reporting person beneficially owns 543,956 shares of the issuer's common stock of which (i) 31,904 shares are held by a trust of which the reporting person is trustee and beneficiary, (ii) 355,354 shares are held by a trust of which the reporting person's spouse is trustee and the reporting person is beneficiary, (iii) 102,198 shares are held by a trust of which the reporting person is co-trustee and beneficiary, (iv) 50,000 shares are held by a trust of which a member of the reporting person's immediate family is trustee and the reporting person is beneficiary and (v) 4,500 shares are held by the reporting person's spouse.