Filing Details
- Accession Number:
- 0000944075-21-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-22 18:27:31
- Reporting Period:
- 2021-01-21
- Accepted Time:
- 2021-01-22 18:27:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 944075 | Socket Mobile Inc. | SCKT | Electronic Computers (3571) | 943155066 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1192169 | L Leonard Ott | 39700 Eureka Drive Newark CA 94560 | Evp Of Engineering & Cto | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-01-21 | 4,940 | $1.04 | 21,380 | No | 4 | C | Direct | |
| Common Stock | Disposition | 2021-01-21 | 4,940 | $2.88 | 16,440 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Common Stock Option | Disposition | 2021-01-21 | 4,940 | $0.00 | 4,940 | $1.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 144,392 | 2023-04-01 | No | 4 | X | Direct |
Footnotes
- Automatic 10b5-1 Plan transaction adopted on 11/30/2020.
- Vests monthly over 48 months.
Billionaire Hedge Funds
