Filing Details

Accession Number:
0001209191-21-004884
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-22 16:35:43
Reporting Period:
2021-01-21
Accepted Time:
2021-01-22 16:35:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
895421 Morgan Stanley MS Security Brokers, Dealers & Flotation Companies (6211) 363145972
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1362383 M Andrew Saperstein C/O Morgan Stanley
1585 Broadway
New York NY 10036
Head Of Wealth Management No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-01-21 79,977 $0.00 199,854 No 4 A Direct
Common Stock Disposition 2021-01-21 13,565 $74.84 186,289 No 4 F Direct
Common Stock Disposition 2021-01-21 10,218 $74.01 176,071 No 4 S Direct
Common Stock Disposition 2021-01-22 19,832 $72.55 156,239 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,129 Indirect By 401(k) Plan
Footnotes
  1. Restricted Stock Units granted in 2021 as part of 2020 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.
  2. Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 19, 2018.
  3. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $73.75 to $74.22, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.