Home > Insider Trading > Filing (0001209191-21-004884)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
895421	Morgan Stanley	MS	Security Brokers, Dealers & Flotation Companies (6211)	363145972

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1362383	M Andrew Saperstein	C/O Morgan Stanley 1585 Broadway New York NY 10036	Head Of Wealth Management	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-01-21	79,977	$0.00	199,854	No	4	A	Direct
Common Stock	Disposition	2021-01-21	13,565	$74.84	186,289	No	4	F	Direct
Common Stock	Disposition	2021-01-21	10,218	$74.01	176,071	No	4	S	Direct
Common Stock	Disposition	2021-01-22	19,832	$72.55	156,239	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	F	Direct
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,129	Indirect	By 401(k) Plan

Footnotes

Restricted Stock Units granted in 2021 as part of 2020 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.
Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 19, 2018.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $73.75 to $74.22, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.