Filing Details
- Accession Number:
- 0000899243-21-002937
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-22 16:30:45
- Reporting Period:
- 2021-01-20
- Accepted Time:
- 2021-01-22 16:30:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 886982 | Goldman Sachs Group Inc | GS | Security Brokers, Dealers & Flotation Companies (6211) | 134019460 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1698554 | J Brian Lee | C/O Goldman Sachs &Amp; Co. Llc 200 West Street New York NY 10282 | Chief Risk Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Disposition | 2021-01-20 | 1,794 | $288.15 | 27,759 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2021-01-20 | 4,312 | $288.92 | 23,447 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2021-01-20 | 3,810 | $290.01 | 19,637 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2021-01-20 | 1,722 | $290.71 | 17,915 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2021-01-20 | 800 | $292.42 | 17,115 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2021-01-20 | 200 | $293.12 | 16,915 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2021-01-20 | 300 | $294.63 | 16,615 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2021-01-20 | 600 | $295.47 | 16,015 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2021-01-20 | 200 | $296.17 | 15,815 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Year-End Restricted Stock Units | Acquisiton | 2021-01-20 | 13,169 | $0.00 | 13,169 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,169 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | 19,376 | Indirect | See footnote |
Footnotes
- Reflects a weighted average sale price of $288.15 per share, at prices ranging from $287.50 to $288.49 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Reflects a weighted average sale price of $288.92 per share, at prices ranging from $288.50 to $289.46 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Reflects a weighted average sale price of $290.01 per share, at prices ranging from $289.50 to $290.46 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Reflects a weighted average sale price of $290.71 per share, at prices ranging from $290.52 to $290.88 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Reflects a weighted average sale price of $292.42 per share, at prices ranging from $291.81 to $292.69 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Reflects a weighted average sale price of $293.12 per share, at prices ranging from $292.94 to $293.30 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Reflects a weighted average sale price of $294.63 per share, at prices ranging from $294.10 to $294.91 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Reflects a weighted average sale price of $295.47 per share, at prices ranging from $295.12 to $296.01 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Reflects a weighted average sale price of $296.17 per share, at prices ranging from $296.04 to $296.30 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
- Shares of the Issuer's common stock underlying these 2020 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2026.
Billionaire Hedge Funds
