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Filing Details

Accession Number:: 0000899243-21-002938
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-01-22 16:30:44
Reporting Period:: 2021-01-20

Accepted Time:: 2021-01-22 16:30:44
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
886982	Goldman Sachs Group Inc	GS	Security Brokers, Dealers & Flotation Companies (6211)	134019460

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1789321	M Elizabeth Hammack	C/O Goldman Sachs &Amp; Co. Llc 200 West Street New York NY 10282	Global Treasurer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $0.01 Per Share	Disposition	2021-01-20	2,162	$288.97	5,669	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2021-01-20	2,896	$290.05	2,773	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2021-01-20	304	$290.90	2,469	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2021-01-20	800	$292.70	1,669	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2021-01-20	400	$294.90	1,269	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2021-01-20	200	$295.82	1,069	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock, Par Value $0.01 Per Share	Year-End Restricted Stock Units	Acquisiton	2021-01-20	13,944	$0.00	13,944	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
13,944			No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	13,672	Indirect	See footnote

Footnotes

Reflects a weighted average sale price of $288.97 per share, at prices ranging from $288.60 to $289.52 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $290.05 per share, at prices ranging from $289.62 to $290.57 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $290.90 per share, at prices ranging from $290.63 to $291.45 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $292.70 per share, at prices ranging from $292.25 to $292.99 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $294.90 per share, at prices ranging from $294.21 to $295.20 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $295.82 per share, at prices ranging from $295.795 to $295.850 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Held through trusts, the sole trustees of which are immediate family members of the Reporting Person and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
Shares of the Issuer's common stock underlying these 2020 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2026.