Filing Details
- Accession Number:
- 0000950103-21-000791
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-21 20:12:02
- Reporting Period:
- 2021-01-19
- Accepted Time:
- 2021-01-21 20:12:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1616533 | Smart Global Holdings Inc. | SGH | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1344019 | Alan Marten | C/O Smart Modular Technologies, Inc. 39870 Eureka Drive Newark CA 94560 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2021-01-19 | 2,800 | $11.55 | 118,466 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2021-01-19 | 2,800 | $40.00 | 115,666 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Employee Stock Options (right to buy) | Disposition | 2021-01-19 | 2,800 | $0.00 | 2,800 | $11.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 46,122 | 2026-05-23 | No | 4 | M | Direct |
Footnotes
- Fully vested and exercisable.
Billionaire Hedge Funds
