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Home > Insider Trading > Filing (0001209191-21-004645)

Filing Details

Accession Number:: 0001209191-21-004645
Form Type:: 5
Zero Holdings:: No
Publication Time:: 2021-01-21 14:23:12
Reporting Period:: 2020-12-31

Accepted Time:: 2021-01-21 14:23:12
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1587987	Newtek Business Services Corp.	NEWT	()	5

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1337003	Adam Michael Schwartz	4800 T-Rex Avenue Suite 120 Boca Raton FL 33431	Chief Legal&Compliance Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-03-31	406	$13.21	19,402	No	5	P	Direct
Common Stock	Disposition	2020-05-15	747	$14.66	19,402	No	5	F	Direct
Common Stock	Disposition	2020-07-15	139	$18.00	19,402	No	5	G	Direct
Common Stock	Acquisiton	2020-07-31	328	$18.73	19,402	No	5	P	Direct
Common Stock	Acquisiton	2020-09-30	351	$18.57	19,402	No	5	P	Direct
Common Stock	Acquisiton	2020-12-30	294	$18.65	19,402	No	5	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	P	Direct
No	5	F	Direct
No	5	G	Direct
No	5	P	Direct
No	5	P	Direct
No	5	P	Direct

Footnotes

Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.
Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares.
Gift by Reporting Person to his adult child not living in his household.