Filing Details

Accession Number:
0001209191-21-004645
Form Type:
5
Zero Holdings:
No
Publication Time:
2021-01-21 14:23:12
Reporting Period:
2020-12-31
Accepted Time:
2021-01-21 14:23:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1587987 Newtek Business Services Corp. NEWT () 5
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1337003 Adam Michael Schwartz 4800 T-Rex Avenue
Suite 120
Boca Raton FL 33431
Chief Legal&Compliance Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-31 406 $13.21 19,402 No 5 P Direct
Common Stock Disposition 2020-05-15 747 $14.66 19,402 No 5 F Direct
Common Stock Disposition 2020-07-15 139 $18.00 19,402 No 5 G Direct
Common Stock Acquisiton 2020-07-31 328 $18.73 19,402 No 5 P Direct
Common Stock Acquisiton 2020-09-30 351 $18.57 19,402 No 5 P Direct
Common Stock Acquisiton 2020-12-30 294 $18.65 19,402 No 5 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 P Direct
No 5 F Direct
No 5 G Direct
No 5 P Direct
No 5 P Direct
No 5 P Direct
Footnotes
  1. Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.
  2. Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares.
  3. Gift by Reporting Person to his adult child not living in his household.