Filing Details

Accession Number:
0001331471-21-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-20 21:28:41
Reporting Period:
2021-01-20
Accepted Time:
2021-01-20 21:28:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1043337 Stoneridge Inc SRI Motor Vehicle Parts & Accessories (3714) 341598949
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1637951 B Jonathan Degaynor C/O Stoneridge, Inc.
39675 Mackenzie Drive, Suite 400
Novi MI 48377
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, Without Par Value Disposition 2021-01-20 10,000 $30.23 146,208 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Shares, Without Par Value Share Units $0.00 0 116,450 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
0 116,450 Direct
Footnotes
  1. As reported on the Company's Form 8-K filed with the SEC on November 3, 2020, the Reporting Person entered into a Rule 10b5-1 trading plan on November 3, 2020 for the purpose of individual asset diversification. The Common Share were sold pursuant to the 10b5-1 trading plan.
  2. The prices reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.70 to $30.49, inclusive. The Reporting Person undertakes to provide Stoneridge, Inc., any shareholder of Stoneridge, Inc., or the SEC Staff, upon request, full information of the number of shares sold at each price within the range.
  3. Share Units granted in 2018, 2019 and 2020 to the Reporting Person pursuant the Company's Long-Term Incentive Plan payable on a one-on-one basis in Common Shares if the Reporting Person remains employed on the third anniversary of the grant date.