Filing Details
- Accession Number:
- 0001213900-21-003298
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-20 20:37:08
- Reporting Period:
- 2020-09-25
- Accepted Time:
- 2021-01-20 20:37:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1733413 | Tff Pharmaceuticals Inc. | TFFP | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1568678 | R. Glenn Mattes | 2600 Via Fortuna, Suite 360 Austin TX 78746 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-09-25 | 3,000 | $17.00 | 7,000 | No | 4 | S | Indirect | By Spouse |
Common Stock | Acquisiton | 2021-01-15 | 40,000 | $2.50 | 50,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-01-15 | 40,000 | $17.51 | 10,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Spouse |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2021-01-15 | 40,000 | $0.00 | 40,000 | $2.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,034,227 | 2019-05-01 | 2028-05-01 | No | 4 | M | Direct |
Footnotes
- The transactions reported by this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2020.
- The transactions reported by this Form 4 reflect the Reporting Person's exercise of options to purchase common shares pursuant to Rule 16b-3 under the Securities Exchange Act of 1934 and the Reporting Person's concurrent sale of the common shares acquired upon the exercise of the options.
- 200,000 shares of the option vested and became exercisable on May 1, 2019.