Filing Details
- Accession Number:
- 0001209191-21-004580
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-20 20:34:37
- Reporting Period:
- 2021-01-19
- Accepted Time:
- 2021-01-20 20:34:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
831547 | Spectrum Pharmaceuticals Inc | SPPI | Pharmaceutical Preparations (2834) | 930979187 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1726378 | J Thomas Riga | 11500 S. Eastern Ave., Suite 240 Henderson NV 89052 | Evp, Coo & Cco | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value | Disposition | 2021-01-19 | 64,626 | $4.00 | 351,915 | No | 4 | S | Direct | |
Common Stock, $0.001 Par Value | Disposition | 2021-01-19 | 11,657 | $3.81 | 340,258 | No | 4 | S | Direct | |
Common Stock, $0.001 Par Value | Disposition | 2021-01-20 | 10,000 | $4.31 | 330,258 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.001 Par Value | 14,139 | Indirect | By 401(k) plan |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for the purpose of satisfying tax withholding obligations in connection with restricted stock awards granted by the issuer.