Filing Details
- Accession Number:
- 0000899243-21-002573
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-20 20:28:01
- Reporting Period:
- 2021-01-15
- Accepted Time:
- 2021-01-20 20:28:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1412408 | Phreesia Inc. | PHR | Services-Business Services, Nec (7389) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1776732 | Chaim Indig | C/O Phreesia, Inc. 434 Fayetteville St., Suite 1400 Raleigh NC 27601 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-01-15 | 75,122 | $2.03 | 1,176,528 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-01-15 | 6,214 | $61.40 | 1,170,314 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-01-15 | 43,905 | $62.70 | 1,126,409 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-01-15 | 25,003 | $63.36 | 1,101,406 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-01-15 | 55,590 | $0.00 | 1,156,996 | No | 4 | A | Direct | |
Common Stock | Disposition | 2021-01-15 | 7,138 | $62.96 | 1,149,858 | No | 4 | F | Direct | |
Common Stock | Disposition | 2021-01-17 | 25,073 | $62.96 | 1,124,785 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2021-01-19 | 59,986 | $2.03 | 1,184,771 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-01-19 | 10,772 | $63.41 | 1,173,999 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-01-19 | 49,214 | $64.07 | 1,124,785 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-01-15 | 75,122 | $0.00 | 75,122 | $2.03 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-01-19 | 59,986 | $0.00 | 59,986 | $2.03 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
199,978 | 2024-12-18 | No | 4 | M | Direct | |
139,992 | 2024-12-18 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- A portion of these shares represent Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.00 to $61.99 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.00 to $62.99 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.00 to $63.79 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The shares reported in this transaction represent RSUs issued under the Phreesia, Inc. 2019 Stock Option and Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's common stock. The RSUs vest as follows: 10% of the RSUs shall vest on January 15, 2022, 20% of the RSUs shall vest on January 15, 2023, 30% of the RSUs shall vest on January 15, 2024 and 40% of the RSUs shall vest on January 15, 2025, subject to the Reporting Person's continued service to the Issuer through each vesting date.
- Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the settlement of RSUs and does not represent a sale by the Reporting Person.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.78 to $63.77 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.78 to $64.54 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- This option is fully vested and exercisable as of the date hereof.