Filing Details
- Accession Number:
- 0001209191-11-022531
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-11 20:18:35
- Reporting Period:
- 2011-04-07
- Filing Date:
- 2011-04-11
- Accepted Time:
- 2011-04-11 20:18:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1326973 | Smart Modular Technologies (Wwh) Inc. | SMOD | Semiconductors & Related Devices (3674) | 202509518 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1227348 | Barry Zwarenstein | C/O: Smart Modular Technologies, 39870 Eureka Dr. Newark CA 94560 | Svp/Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-04-07 | 23,000 | $3.00 | 105,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-07 | 23,000 | $8.10 | 82,500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to buy) | Disposition | 2011-04-07 | 23,000 | $0.00 | 23,000 | $3.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 80,000 | 2018-09-21 | No | 4 | M | Direct |
Footnotes
- Also referred to as ordinary shares.
- The transasctions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 30, 2010.
- The stock option became 1/4 exercisable on September 22, 2009 and thereafter vests in equal monthly installments over three years.
Billionaire Hedge Funds
