Filing Details

Accession Number:
0000100885-11-000096
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-04-11 18:25:22
Reporting Period:
2011-04-08
Filing Date:
2011-04-11
Accepted Time:
2011-04-11 18:25:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
100885 Union Pacific Corp UNP Railroads, Line-Haul Operating (4011) 132626465
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1200010 J John Koraleski 1400 Douglas Street
Omaha NE 68179
Evp Mktg & Sales No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-04-08 22,000 $95.71 258,468 No 4 S Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect by Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 92,373 Direct
Common Stock 77,097 Indirect (1)
Common Stock 276 Indirect by Daughter
Common Stock 13,300 Indirect by GRAT I
Common Stock 13,300 Indirect by GRAT II
Common Stock 21,427 Indirect by GRAT III
Common Stock 21,427 Indirect by GRAT IV
Common Stock 4,450 Indirect by Managed Account
Common Stock 8,008 Indirect by Partnership
Footnotes
  1. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2011.
  2. This transaction was executed in multiple trades at prices ranging from $94.62 to $96.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
  4. The reporting person disclaims beneficial ownership of these securities.
  5. Includes holdings in Union Pacific's Payroll-based and Tax-reduction stock ownership plans and 401(k) plan as of Transaction Date.
  6. Represents shares held in the Koraleski Family Limited Partnership (FLP), of which the reporting person and his wife are the sole general partners and the reporting person, his wife, and his children are the sole limited partners. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.