Filing Details
- Accession Number:
- 0000100885-11-000096
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-11 18:25:22
- Reporting Period:
- 2011-04-08
- Filing Date:
- 2011-04-11
- Accepted Time:
- 2011-04-11 18:25:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
100885 | Union Pacific Corp | UNP | Railroads, Line-Haul Operating (4011) | 132626465 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1200010 | J John Koraleski | 1400 Douglas Street Omaha NE 68179 | Evp Mktg & Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-04-08 | 22,000 | $95.71 | 258,468 | No | 4 | S | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | by Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 92,373 | Direct | |
Common Stock | 77,097 | Indirect | (1) |
Common Stock | 276 | Indirect | by Daughter |
Common Stock | 13,300 | Indirect | by GRAT I |
Common Stock | 13,300 | Indirect | by GRAT II |
Common Stock | 21,427 | Indirect | by GRAT III |
Common Stock | 21,427 | Indirect | by GRAT IV |
Common Stock | 4,450 | Indirect | by Managed Account |
Common Stock | 8,008 | Indirect | by Partnership |
Footnotes
- This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2011.
- This transaction was executed in multiple trades at prices ranging from $94.62 to $96.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
- The reporting person disclaims beneficial ownership of these securities.
- Includes holdings in Union Pacific's Payroll-based and Tax-reduction stock ownership plans and 401(k) plan as of Transaction Date.
- Represents shares held in the Koraleski Family Limited Partnership (FLP), of which the reporting person and his wife are the sole general partners and the reporting person, his wife, and his children are the sole limited partners. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.