Filing Details
- Accession Number:
- 0001209191-21-004066
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-19 17:25:46
- Reporting Period:
- 2021-01-15
- Accepted Time:
- 2021-01-19 17:25:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1627857 | Sailpoint Technologies Holdings Inc. | SAIL | Services-Prepackaged Software (7372) | 471628077 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1722498 | D. Mark Mcclain | 11120 Four Points Drive, Suite 100 Austin TX 78726 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-01-15 | 20,000 | $56.65 | 1,105,381 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-01-15 | 45,000 | $56.65 | 525,994 | No | 4 | S | Indirect | By McClain Charitable Remainder Unitrust |
Common Stock | Disposition | 2021-01-15 | 2,000 | $56.65 | 22,000 | No | 4 | S | Indirect | By McClain RHD 2015 Trust |
Common Stock | Disposition | 2021-01-15 | 2,000 | $56.65 | 22,000 | No | 4 | S | Indirect | By McClain ADM 2015 Trust |
Common Stock | Disposition | 2021-01-15 | 2,000 | $56.65 | 22,000 | No | 4 | S | Indirect | By McClain GMM 2015 Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | By McClain Charitable Remainder Unitrust |
No | 4 | S | Indirect | By McClain RHD 2015 Trust |
No | 4 | S | Indirect | By McClain ADM 2015 Trust |
No | 4 | S | Indirect | By McClain GMM 2015 Trust |
Footnotes
- On January 15, 2021, pursuant to a plan of disposition adopted by Mr. McClain on June 10, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"), Mr. McClain sold 20,000 shares in a single trade at a price of $56.65 per share. No more than 240,000 shares may be sold in the aggregate under the 10b5-1 Plan, which terminates no later than July 15, 2021, regardless of whether the maximum of 240,000 shares in the aggregate have been sold.
- On January 15, 2021, pursuant to a plan of disposition adopted by the McClain Charitable Remainder Unitrust (the "Unitrust") on June 10, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "Unitrust 10b5-1 Plan"), the Unitrust sold 45,000 shares in a single trade at a price of $56.65 per share. No more than 420,000 shares may be sold in the aggregate under the Unitrust 10b5-1 Plan, which terminates no later than July 15, 2021, regardless of whether the maximum of 420,000 shares in the aggregate have been sold.
- Mr. McClain is a co-trustee for the Unitrust, and he shares investment control over, and may be deemed to have a pecuniary interest in, the shares held by the Unitrust. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Unitrust; however, Mr. McClain disclaims beneficial ownership of the shares held by the Unitrust except to the extent of his pecuniary interest therein.
- On January 15, 2021, pursuant to a plan of disposition adopted by the McClain RHD 2015 Trust (the "RHD Trust") on June 10, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "RHD 10b5-1 Plan"), the RHD Trust sold 2,000 shares in a single trade at a price of $56.65 per share. No more than 24,000 shares may be sold in the aggregate under the RHD 10b5-1 Plan, which terminates no later than July 15, 2021, regardless of whether the maximum of 24,000 shares in the aggregate have been sold.
- Mr. McClain is a co-trustee for each of the RHD Trust, McClain ADM 2015 Trust (the "ADM Trust") and McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts"). The beneficiary of each of the Family Trusts is an immediate family member of Mr. McClain's. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Family Trusts; however, Mr. McClain disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein.
- On January 15, 2021, pursuant to a plan of disposition adopted by the ADM Trust on June 10, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "ADM 10b5-1 Plan"), the ADM Trust sold 2,000 shares in a single trade at a price of $56.65 per share. No more than 24,000 shares may be sold in the aggregate under the ADM 10b5-1 Plan, which terminates no later than July 15, 2021, regardless of whether the maximum of 24,000 shares in the aggregate have been sold.
- On January 15, 2021, pursuant to a plan of disposition adopted by the GMM Trust on June 10, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "GMM 10b5-1 Plan"), the GMM Trust sold 2,000 shares in a single trade at a price of $56.65 per share. No more than 24,000 shares may be sold in the aggregate under the GMM 10b5-1 Plan, which terminates no later than July 15, 2021, regardless of whether the maximum of 24,000 shares in the aggregate have been sold.