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Filing Details

Accession Number:: 0000899243-21-002369
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-01-19 16:58:45
Reporting Period:: 2021-01-14

Accepted Time:: 2021-01-19 16:58:45
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1718227	Construction Partners Inc.	ROAD	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1208091	P L Partners Capital Suntx	5420 Lbj Freeway, Suite 1000 Dallas TX 75240	Yes	No	Yes	No
1410954	Suntx Cpi Expansion Fund Lp	5420 Lbj Freeway, Suite 1000 Dallas TX 75240	Yes	No	Yes	No
1702326	Suntx Fulcrum Fund Prime, L.p.	5420 Lbj Freeway, Suite 1000 Dallas TX 75240	Yes	No	Yes	No
1707712	Iii N Ned Fleming	5420 Lbj Freeway, Suite 1000 Dallas TX 75240	Yes	No	Yes	No
1711005	Suntx Fulcrum Dutch Investors Prime, L.p.	5420 Lbj Freeway, Suite 1000 Dallas TX 75240	Yes	No	Yes	No
1739134	R Mark Matteson	5420 Lbj Freeway, Suite 1000 Dallas TX 75240	Yes	No	Yes	No
1739383	Craig Jennings	5420 Lbj Freeway, Suite 1000 Dallas TX 75240	Yes	No	Yes	No
1739424	Suntx Capital Management Corp.	5420 Lbj Freeway, Suite 1000 Dallas TX 75240	Yes	No	Yes	No
1739437	Suntx Cpi Expansion Fund Gp, L.p.	5420 Lbj Freeway, Suite 1000 Dallas TX 75240	Yes	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2021-01-14	764,029	$32.35	722,373	No	4	S	Indirect	By SunTx Fulcrum Fund Prime, L.P.
Class A Common Stock	Disposition	2021-01-14	415,971	$32.25	393,296	No	4	S	Indirect	By SunTx Fulcrum Dutch Investors Prime, L.P.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By SunTx Fulcrum Fund Prime, L.P.
No	4	S	Indirect	By SunTx Fulcrum Dutch Investors Prime, L.P.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	1,031,379	Indirect	By SunTx CPI Expansion Fund, L.P.
Class A Common Stock	428,817	Indirect	By SunTx Capital Partners II, LP
Class A Common Stock	234,247	Indirect	By SunTx Capital Partners II Dutch Investors, LP
Class A Common Stock	114,575	Direct
Class A Common Stock	4,000	Indirect	By spouse of Ned N. Fleming, III
Class A Common Stock	38,192	Direct
Class A Common Stock	39,192	Direct

Footnotes

These securities of the Issuer are directly held by SunTx Fulcrum Fund Prime, L.P. ("SunTx Fulcrum Fund"). The general partner of SunTx Fulcrum Fund is SunTx Capital Partners L.P. ("SunTx Partners GP").
These securities of the Issuer are directly held by SunTx Fulcrum Dutch Investors Prime, L.P. ("SunTx Fulcrum Dutch Fund"). The general partner of SunTx Fulcrum Dutch Fund is SunTx Partners GP.
These securities of the Issuer are directly held by SunTx CPI Expansion Fund, L.P. ("SunTx Expansion Fund"). The general partner of SunTx Expansion Fund is SunTx CPI Expansion Fund GP, L.P. ("SunTx Expansion GP").
The general partner of each of SunTx Expansion GP and SunTx Partners GP is SunTx Capital Management Corp. ("SunTx Capital Management"). Ned N. Fleming, III, a director of the Issuer, is the sole shareholder and director of SunTx Capital Management. Craig Jennings and Mark R. Matteson, each a director of the Issuer, are each executive officers of SunTx Capital Management. Each of SunTx Expansion GP, SunTx Partners GP, SunTx Capital Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
These securities of the Issuer are directly held by SunTx Capital Partners II, LP ("SunTx Partners II"). The general partner of SunTx Partners II is SunTx Capital Partners II GP, LP ("SunTx Partners II GP").
These securities of the Issuer are directly held by SunTx Capital Partners II Dutch Investors, LP ("SunTx Partners Dutch LP," and together with SunTx Expansion Fund, SunTx Fulcrum Fund, SunTx Fulcrum Dutch Fund and SunTx Partners II, the "SunTx Funds"). The general partner of SunTx Partners Dutch LP is SunTx Partners II GP.
The general partner of SunTx Partners II GP is SunTx Capital II Management Corp. ("SunTx Capital II Management"). Mr. Fleming is the majority shareholder and sole director of SunTx Capital II Management. Mr. Jennings and Mr. Matteson, each a director of the Issuer, are shareholders of SunTx Capital II Management. Each of SunTx Partners II GP, SunTx Capital II Management, Mr. Fleming, Mr. Jennings and Mr. Matteson may be deemed to beneficially own securities of the Issuer held by certain of the SunTx Funds. Each such entity and person disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein and this report shall not be deemed an admission that any such entity or person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Includes 38,192 restricted shares of Class A common stock, par value $0.001 ("Class A Common Stock"), of the Issuer granted to Ned N. Fleming, III under the Construction Partners, Inc. 2018 Equity Incentive Plan that will vest on January 1, 2022.
Includes 12,731 restricted shares of Class A Common Stock of the Issuer granted to Craig Jennings under the Construction Partners, Inc. 2018 Equity Incentive Plan that will vest on January 1, 2022.
Includes 12,731 restricted shares of Class A Common Stock of the Issuer granted to Mark R. Matteson under the Construction Partners, Inc. 2018 Equity Incentive that will vest on January 1, 2022.
Securities held directly by Ned N. Fleming, III.
Securities held directly by Craig Jennings.
Securities held directly by Mark R. Matteson.