Filing Details
- Accession Number:
- 0001418100-21-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-19 16:34:45
- Reporting Period:
- 2021-01-15
- Accepted Time:
- 2021-01-19 16:34:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1418100 | Avaya Holdings Corp. | AVYA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1235896 | Louise Susan Spradley | C/O Avaya Holdings Corp. 2605 Meridian Parkway, Suite 200 Durham NC 27713 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Disposition | 2021-01-15 | 12,847 | $20.86 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock - Restricted Stock Units | 39,570 | Direct |
Footnotes
- Open market sale pursuant to a 10b5-1 trading plan adopted by the reporting person on December 15, 2020.
- Each Restricted Stock Unit (each, an "RSU") represents a contingent right to receive, at vesting, one share of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"). These RSUs were previously reported on Table I on a Form 4 pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan and the Avaya Holdings Corp. 2019 Equity Incentive Plan (each, an "EIP").
- These securities consist of (i) 4,040 shares of Common Stock, the distribution of which is deferred until the earliest to occur of (x) February 12, 2022, (y) the reporting person's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the applicable EIP; (ii) 16,846 shares of Common Stock, the distribution of which is deferred until the earliest to occur of (x) May 15, 2022, (y) the reporting person's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the applicable EIP; and (iii) 18,684 shares of Common Stock, the distribution of which is deferred until the earliest to occur of (x) March 4, 2023, (y) the reporting person's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the applicable EIP.