Filing Details

Accession Number:
0001418100-21-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-19 16:34:45
Reporting Period:
2021-01-15
Accepted Time:
2021-01-19 16:34:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1418100 Avaya Holdings Corp. AVYA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1235896 Louise Susan Spradley C/O Avaya Holdings Corp.
2605 Meridian Parkway, Suite 200
Durham NC 27713
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2021-01-15 12,847 $20.86 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock - Restricted Stock Units 39,570 Direct
Footnotes
  1. Open market sale pursuant to a 10b5-1 trading plan adopted by the reporting person on December 15, 2020.
  2. Each Restricted Stock Unit (each, an "RSU") represents a contingent right to receive, at vesting, one share of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"). These RSUs were previously reported on Table I on a Form 4 pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan and the Avaya Holdings Corp. 2019 Equity Incentive Plan (each, an "EIP").
  3. These securities consist of (i) 4,040 shares of Common Stock, the distribution of which is deferred until the earliest to occur of (x) February 12, 2022, (y) the reporting person's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the applicable EIP; (ii) 16,846 shares of Common Stock, the distribution of which is deferred until the earliest to occur of (x) May 15, 2022, (y) the reporting person's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the applicable EIP; and (iii) 18,684 shares of Common Stock, the distribution of which is deferred until the earliest to occur of (x) March 4, 2023, (y) the reporting person's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the applicable EIP.