Filing Details
- Accession Number:
- 0001127602-21-001917
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-19 15:39:27
- Reporting Period:
- 2021-01-15
- Accepted Time:
- 2021-01-19 15:39:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1125259 | Carnival Plc | CUK | Water Transportation (4400) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1553147 | Olaf Michael Thamm | C/O Carnival Corporation 3655 N.w. 87Th Avenue Miami FL 33178 | Group Ceo - Costa Crociere | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Disposition | 2021-01-15 | 7,363 | $17.87 | 165,946 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2021-01-15 | 16,175 | $17.87 | 149,771 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Represents a sale of shares to satisfy a tax obligation on the vesting of restricted stock units granted January 14, 2019, and settlement of dividend equivalents.
- This transaction was executed in multiple trades at prices ranging from $17.6592 to $18.0894. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was conducted in British Pounds. The average sale price of GBP13.0875 was converted into US$ at the January 15, 2021 conversion rate of GBP1 = USD1.36575.
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