Filing Details
- Accession Number:
- 0001320097-11-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-11 16:49:47
- Reporting Period:
- 2011-04-07
- Filing Date:
- 2011-04-11
- Accepted Time:
- 2011-04-11 16:49:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
78239 | Phillips Van Heusen Corp | PVH | Men's & Boys' Furnishgs, Work Clothg, & Allied Garments (2320) | 131166910 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1320097 | A Michael Shaffer | C/O Phillips-Van Heusen Corporation 200 Madison Avenue New York NY 10016 | Executive Vp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $1 Par Value | Acquisiton | 2011-04-07 | 5,544 | $0.00 | 33,506 | No | 4 | A | Direct | |
Common Stock, $1 Par Value | Acquisiton | 2011-04-07 | 20,000 | $35.63 | 53,506 | No | 4 | A | Direct | |
Common Stock, $1 Par Value | Acquisiton | 2011-04-07 | 20,000 | $38.98 | 73,506 | No | 4 | A | Direct | |
Common Stock, $1 Par Value | Acquisiton | 2011-04-07 | 20,000 | $58.60 | 93,506 | No | 4 | A | Direct | |
Common Stock, $1 Par Value | Disposition | 2011-04-07 | 60,000 | $65.49 | 33,506 | No | 4 | S | Direct | |
Common Stock, $1 Par Value | Disposition | 2011-04-09 | 954 | $64.08 | 32,552 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, $1 Par Value | Option (Right to Buy) | Acquisiton | 2011-04-07 | 20,800 | $0.00 | 20,800 | $64.97 |
Common Stock, $1 Par Value | Option (Right to Buy) | Disposition | 2011-04-07 | 20,000 | $0.00 | 20,000 | $35.63 |
Common Stock, $1 Par Value | Option (Right to Buy) | Disposition | 2011-04-07 | 20,000 | $0.00 | 20,000 | $38.98 |
Common Stock, $1 Par Value | Option (Right to Buy) | Disposition | 2011-04-07 | 20,000 | $0.00 | 20,000 | $58.60 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
20,800 | 2021-04-07 | No | 4 | A | Direct | |
0 | 2016-01-07 | No | 4 | M | Direct | |
0 | 2016-03-27 | No | 4 | M | Direct | |
0 | 2017-04-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $1 Par Value | 6,642 | Indirect | By 401(k) plan |
Footnotes
- Represents shares subject to an award of restricted stock units. Each unit represents a contingent right to receive one share of Issuer's Common Stock. The units vest 25% (1,386 shares) on the second anniversary of grant, 25% (1,386 shares) on the third anniversary of grant and 50% (2,772 shares) on the fourth anniversary of grant. Vested shares are delivered as soon as practicable after they vest.
- Includes 26,660 shares of Common Stock subject to awards of restricted stock units.
- This price is a weighted average price. The sales occurred at prices from $64.95 to $65.94. The reporting person will provide to the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of 2,063 restricted stock units. The restricted stock units were reported as directly owned shares at the time they were granted.
- Includes 24,597 shares of Common Stock subject to awards of restricted stock units.
- All options exercisable for shares of Issuer's Common Stock, $1 par value.
- Options to acquire 5,200 shares become exercisable on each of 4/07/2012, 4/07/2013, 4/07/2014 and 4/07/2015.
- Options to acquire 5,000 shares became exercisable on each of 1/17/2007, 1/17/2008, 1/17/2009 and 1/17/2010.
- Options to acquire 5,000 shares became exercisable on each of 3/27/2007, 3/27/2008, 3/27/2009 and 3/27/2010.
- Options to acquire 5,000 shares became exercisable on each of 4/5/2008, 4/5/2009, 4/5/2010 and 4/5/2011.