Filing Details

Accession Number:
0001320097-11-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-04-11 16:49:47
Reporting Period:
2011-04-07
Filing Date:
2011-04-11
Accepted Time:
2011-04-11 16:49:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
78239 Phillips Van Heusen Corp PVH Men's & Boys' Furnishgs, Work Clothg, & Allied Garments (2320) 131166910
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1320097 A Michael Shaffer C/O Phillips-Van Heusen Corporation
200 Madison Avenue
New York NY 10016
Executive Vp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $1 Par Value Acquisiton 2011-04-07 5,544 $0.00 33,506 No 4 A Direct
Common Stock, $1 Par Value Acquisiton 2011-04-07 20,000 $35.63 53,506 No 4 A Direct
Common Stock, $1 Par Value Acquisiton 2011-04-07 20,000 $38.98 73,506 No 4 A Direct
Common Stock, $1 Par Value Acquisiton 2011-04-07 20,000 $58.60 93,506 No 4 A Direct
Common Stock, $1 Par Value Disposition 2011-04-07 60,000 $65.49 33,506 No 4 S Direct
Common Stock, $1 Par Value Disposition 2011-04-09 954 $64.08 32,552 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 A Direct
No 4 A Direct
No 4 A Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, $1 Par Value Option (Right to Buy) Acquisiton 2011-04-07 20,800 $0.00 20,800 $64.97
Common Stock, $1 Par Value Option (Right to Buy) Disposition 2011-04-07 20,000 $0.00 20,000 $35.63
Common Stock, $1 Par Value Option (Right to Buy) Disposition 2011-04-07 20,000 $0.00 20,000 $38.98
Common Stock, $1 Par Value Option (Right to Buy) Disposition 2011-04-07 20,000 $0.00 20,000 $58.60
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,800 2021-04-07 No 4 A Direct
0 2016-01-07 No 4 M Direct
0 2016-03-27 No 4 M Direct
0 2017-04-05 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $1 Par Value 6,642 Indirect By 401(k) plan
Footnotes
  1. Represents shares subject to an award of restricted stock units. Each unit represents a contingent right to receive one share of Issuer's Common Stock. The units vest 25% (1,386 shares) on the second anniversary of grant, 25% (1,386 shares) on the third anniversary of grant and 50% (2,772 shares) on the fourth anniversary of grant. Vested shares are delivered as soon as practicable after they vest.
  2. Includes 26,660 shares of Common Stock subject to awards of restricted stock units.
  3. This price is a weighted average price. The sales occurred at prices from $64.95 to $65.94. The reporting person will provide to the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  4. Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of 2,063 restricted stock units. The restricted stock units were reported as directly owned shares at the time they were granted.
  5. Includes 24,597 shares of Common Stock subject to awards of restricted stock units.
  6. All options exercisable for shares of Issuer's Common Stock, $1 par value.
  7. Options to acquire 5,200 shares become exercisable on each of 4/07/2012, 4/07/2013, 4/07/2014 and 4/07/2015.
  8. Options to acquire 5,000 shares became exercisable on each of 1/17/2007, 1/17/2008, 1/17/2009 and 1/17/2010.
  9. Options to acquire 5,000 shares became exercisable on each of 3/27/2007, 3/27/2008, 3/27/2009 and 3/27/2010.
  10. Options to acquire 5,000 shares became exercisable on each of 4/5/2008, 4/5/2009, 4/5/2010 and 4/5/2011.