Filing Details
- Accession Number:
- 0000899243-21-002235
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-15 20:00:09
- Reporting Period:
- 2021-01-13
- Accepted Time:
- 2021-01-15 20:00:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1351288 | Gw Pharmaceuticals Plc | GWPH | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1754239 | D. Adam George | Sovereign House, Vision Park, Histon Cambridge X0 CB24 9BZ | Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2021-01-13 | 3,636 | $0.00 | 13,636 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2021-01-13 | 97,008 | $0.00 | 110,644 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2021-01-13 | 67,704 | $3.72 | 178,348 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2021-01-13 | 99,180 | $0.00 | 277,528 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2021-01-13 | 132,984 | $0.00 | 410,512 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2021-01-13 | 78,336 | $0.00 | 488,848 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2021-01-13 | 5,868 | $0.00 | 494,716 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2021-01-13 | 5,868 | $0.00 | 500,584 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2021-01-13 | 5,868 | $0.00 | 506,452 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2021-01-13 | 5,868 | $0.00 | 512,320 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2021-01-13 | 96,336 | $0.00 | 608,656 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2021-01-13 | 77,088 | $0.00 | 685,744 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2021-01-13 | 181,488 | $10.91 | 504,256 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2021-01-13 | 145,200 | $11.00 | 359,056 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2021-01-13 | 222,552 | $11.08 | 136,504 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2021-01-13 | 121,764 | $11.15 | 14,740 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2021-01-13 | 4,740 | $11.23 | 10,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Share Options | Disposition | 2021-01-13 | 3,636 | $0.00 | 3,636 | $0.00 |
| Ordinary Shares | Share Options | Disposition | 2021-01-13 | 97,008 | $0.00 | 97,008 | $0.00 |
| Ordinary Shares | Share Options | Disposition | 2021-01-13 | 67,704 | $0.00 | 67,704 | $3.72 |
| Ordinary Shares | Share Options | Disposition | 2021-01-13 | 99,180 | $0.00 | 99,180 | $0.00 |
| Ordinary Shares | Share Options | Disposition | 2021-01-13 | 132,984 | $0.00 | 132,984 | $0.00 |
| Ordinary Shares | Share Options | Disposition | 2021-01-13 | 78,336 | $0.00 | 78,336 | $0.00 |
| Ordinary Shares | Share Options | Disposition | 2021-01-13 | 5,868 | $0.00 | 5,868 | $0.00 |
| Ordinary Shares | Share Options | Disposition | 2021-01-13 | 5,868 | $0.00 | 5,868 | $0.00 |
| Ordinary Shares | Share Options | Disposition | 2021-01-13 | 5,868 | $0.00 | 5,868 | $0.00 |
| Ordinary Shares | Share Options | Disposition | 2021-01-13 | 5,868 | $0.00 | 5,868 | $0.00 |
| Ordinary Shares | Share Options | Disposition | 2021-01-13 | 96,336 | $0.00 | 96,336 | $0.00 |
| Ordinary Shares | Share Options | Disposition | 2021-01-13 | 77,088 | $0.00 | 77,088 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-06-24 | 2025-06-24 | No | 4 | M | Direct |
| 10 | 2026-02-15 | No | 4 | M | Direct | |
| 3 | 2019-02-15 | 2026-02-15 | No | 4 | M | Direct |
| 0 | 2027-01-06 | No | 4 | M | Direct | |
| 0 | 2028-02-26 | No | 4 | M | Direct | |
| 0 | 2020-12-31 | 2029-03-01 | No | 4 | M | Direct |
| 0 | 2020-03-01 | 2029-03-01 | No | 4 | M | Direct |
| 0 | 2020-12-31 | 2029-03-01 | No | 4 | M | Direct |
| 0 | 2020-12-31 | 2029-03-01 | No | 4 | M | Direct |
| 0 | 2020-12-31 | 2029-03-01 | No | 4 | M | Direct |
| 32,112 | 2020-12-31 | 2030-06-04 | No | 4 | M | Direct |
| 0 | 2020-12-31 | 2030-06-04 | No | 4 | M | Direct |
Footnotes
- Exercise of share options. Following the exercise, these shares were converted into American Depositary Shares of ("ADS") of the Issuer. Each ADS represents twelve ordinary shares of the Issuer.
- Converted from British Pounds Sterling to U.S. Dollars using currency ratio of 1.00 British Pound Sterling = 1.36 U.S. Dollars as of January 13, 2020.
- The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.
- Represented by ADSs.
- Converted from price per ADS. The price reported in Column 4 is a weighted average price per ordinary share ($130.9153 per ADS). These shares were sold in multiple transactions at prices ranging from $130.48 per ADS (or $10.87 per ordinary share) to $131.44 per ADS (or $10.95 per ordinary share), inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- Converted from price per ADS. The price reported in Column 4 is a weighted average price per ordinary share ($132.0454 per ADS). These shares were sold in multiple transactions at prices ranging from $130.48 per ADS (or $10.87 per ordinary share) to $132.48 per ADS (or $11.04 per ordinary share), inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- Converted from price per ADS. The price reported in Column 4 is a weighted average price per ordinary share ($132.9121 per ADS). These shares were sold in multiple transactions at prices ranging from $132.50 per ADS (or $11.04 per ordinary share) to $133.48 per ADS (or $11.12 per ordinary share), inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- Converted from price per ADS. The price reported in Column 4 is a weighted average price per ordinary share ($133.7875 per ADS). These shares were sold in multiple transactions at prices ranging from $133.50 per ADS (or $11.13 per ordinary share) to $134.48 per ADS (or $11.21 per ordinary share), inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- Converted from price per ADS. The price reported in Column 4 is a weighted average price per ordinary share ($134.7871 per ADS). These shares were sold in multiple transactions at prices ranging from $134.54 per ADS (or $11.21 per ordinary share) to $134.97 per ADS (or $11.25 per ordinary share), inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- 9,624 shares vested on February 15, 2020. The remaining vested on February 15, 2019.
- 6,468 shares vested on December 31, 2020 (accelerated due to retirement of the reporting person.) The remaining vested on January 6, 2020.
- 7,680 shares vested on February 26, 2019; 7,668 shares vested on February 26, 2020; the remained vested on December 31, 2020 (accelerated due to retirement of the reporting person.)
- Accelerated due to retirement of the reporting person.
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