Filing Details

Accession Number:
0001415889-21-000330
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-15 18:27:27
Reporting Period:
2021-01-13
Accepted Time:
2021-01-15 18:27:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1604821 Natera Inc. NTRA Services-Medical Laboratories (8071) 010894487
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1711968 Leonard Steven Chapman C/O Natera, Inc.
201 Industrial Rd Suite 410
San Carlos CA 94070
Chief Executive Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-01-13 1,118 $10.41 38,282 No 4 M Direct
Common Stock Acquisiton 2021-01-13 1,042 $10.73 39,324 No 4 M Direct
Common Stock Acquisiton 2021-01-13 1,526 $9.29 40,850 No 4 M Direct
Common Stock Acquisiton 2021-01-13 1,042 $13.01 41,892 No 4 M Direct
Common Stock Acquisiton 2021-01-13 1,042 $20.27 42,394 No 4 M Direct
Common Stock Acquisiton 2021-01-13 2,385 $25.46 45,319 No 4 M Direct
Common Stock Disposition 2021-01-13 8,155 $115.00 37,164 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2021-01-13 1,118 $0.00 1,118 $10.41
Common Stock Stock Option (right to buy) Disposition 2021-01-13 1,042 $0.00 1,042 $10.73
Common Stock Stock Option (right to buy) Disposition 2021-01-13 1,526 $0.00 1,526 $9.29
Common Stock Stock Option (right to buy) Disposition 2021-01-13 1,042 $0.00 1,042 $13.01
Common Stock Stock Option (right to buy) Disposition 2021-01-13 1,042 $0.00 1,042 $20.27
Common Stock Stock Option (right to buy) Disposition 2021-01-13 2,385 $0.00 2,385 $25.46
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,719 2027-06-08 No 4 M Direct
4,063 2027-07-13 No 4 M Direct
47,161 2028-03-08 No 4 M Direct
52,812 2029-01-10 No 4 M Direct
59,062 2029-04-11 No 4 M Direct
39,646 2030-03-26 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2020.
  2. The option shares vest over four years. 25% of the option shares vested and became exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.
  3. The option shares vest over four years. 25% of the option shares vested and became exercisable on March 12, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.
  4. The option shares vest over four years. 25% of the option shares vested and became exercisable on March 9, 2019 and the remaining shares vest in 36 equal monthly installments thereafter.
  5. The option shares vest over four years. 25% of the option shares vested and became exercisable on January 2, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.
  6. The option shares vest over four years. 25% of the option shares vested and became exercisable on March 22, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.
  7. The option vests upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. As of October 1, 2020, the Company's Board of Director determined the performance criteria had been met with respect to 37,500 shares.