Filing Details
- Accession Number:
- 0001245937-11-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-11 16:28:19
- Reporting Period:
- 2011-04-07
- Filing Date:
- 2011-04-11
- Accepted Time:
- 2011-04-11 16:28:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 78239 | Phillips Van Heusen Corp | PVH | Men's & Boys' Furnishgs, Work Clothg, & Allied Garments (2320) | 131166910 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1245937 | K Francis Duane | C/O Phillips-Van Heusen Corporation 200 Madison Avenue New York NY 10016 | Vice Chairman, Wholesale | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Acquisiton | 2011-04-07 | 5,388 | $0.00 | 35,007 | No | 4 | A | Direct | |
| Common Stock, $1 Par Value | Acquisiton | 2011-04-07 | 45,000 | $35.63 | 80,007 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Acquisiton | 2011-04-07 | 10,100 | $36.45 | 90,107 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Disposition | 2011-04-07 | 55,100 | $65.10 | 35,007 | No | 4 | S | Direct | |
| Common Stock, $1 Par Value | Acquisiton | 2011-04-08 | 7,762 | $36.45 | 42,769 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Disposition | 2011-04-08 | 7,762 | $65.13 | 35,007 | No | 4 | S | Direct | |
| Common Stock, $1 Par Value | Disposition | 2011-04-09 | 1,098 | $64.08 | 33,909 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Option (Right to Buy) | Acquisiton | 2011-04-07 | 20,300 | $0.00 | 20,300 | $64.97 |
| Common Stock, $1 Par Value | Option (Right to Buy) | Acquisiton | 2011-04-07 | 45,000 | $0.00 | 45,000 | $35.63 |
| Common Stock, $1 Par Value | Option (Right to Buy) | Acquisiton | 2011-04-07 | 10,100 | $0.00 | 10,100 | $36.45 |
| Common Stock, $1 Par Value | Option (Right to Buy) | Acquisiton | 2011-04-08 | 7,762 | $0.00 | 7,762 | $36.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,300 | 2021-04-07 | No | 4 | A | Direct | |
| 0 | 2016-01-17 | No | 4 | A | Direct | |
| 28,900 | 2018-04-09 | No | 4 | A | Direct | |
| 21,138 | 2018-04-09 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $1 Par Value | 506 | Indirect | By 401(k) Plan |
Footnotes
- Represents shares subject to an award of restricted stock units. Each unit represents a contingent right to receive one share of Issuer's Common Stock. The units vest 25% (1,347shares) on the second anniversary of grant, 25% (1,347 shares) on the third anniversary of grant and 50% (2,694 shares) on the fourth anniversary of grant. Vested shares are delivered as soon as practicable after they vest.
- Includes 28,913 shares of Common Stock subject to awards of restricted stock units.
- This price is a weighted average price. The sales occurred at prices from $65.00 to $65.30. The reporting person will provide to the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- This price is a weighted average price. The sales occurred at prices from $65.00 to $65.38. The reporting person will provide to the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of 2,375 restricted stock units. The restricted stock units were reported as directly owned shares at the time they were granted.
- Includes 26,538 shares of Common Stock subject to awards of restricted stock units.
- All options exercisable for shares of Issuer's Common Stock, $1 par value.
- Options to acquire 5,075 shares become exercisable on each of 4/7/2012, 4/7/2013, 4/7/2014 and 4/7/2015.
- Options to acquire 11,250 shares became exercisable on each of 1/17/07, 1/17/08, 1/17/09 and 1/17/10.
- Options to acquire 9,750 shares became exerciseable on 4/9/09 and 350 shares became exercisable on 4/9/10.
- Options to acquire 7,762 shares became exercisable on 4/9/10.
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