Filing Details
- Accession Number:
- 0001578563-21-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-15 17:44:50
- Reporting Period:
- 2021-01-13
- Accepted Time:
- 2021-01-15 17:44:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1819576 | Liquidia Corp | LQDA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1033409 | N Fredric Eshelman | C/O Eshelman Ventures, Llc 319 N. 3Rd Street, Suite 301 Wilmington NC 28401 | No | No | Yes | No | |
1706673 | Eshelman Ventures, Llc | 319 N. 3Rd Street, Suite 301 Wilmington NC 28401 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-01-13 | 3,393 | $3.07 | 6,119,615 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-01-14 | 34,466 | $3.02 | 6,085,149 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 175,573 | Indirect | By Fred Eshelman, manager of Eshelman Ventures, LLC |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $3.05 to $3.07. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
- The securities reported as directly beneficially owned by the Reporting Person may be deemed to be indirectly beneficially owned by Dr. Eshelman, who is the manager of the Reporting Person.
- This transaction was executed in multiple trades at prices ranging from $3.00 to $3.04. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.