Filing Details
- Accession Number:
- 0001620533-21-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-14 19:14:53
- Reporting Period:
- 2021-01-12
- Accepted Time:
- 2021-01-14 19:14:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1620533 | Shake Shack Inc. | SHAK | Retail-Eating & Drinking Places (5810) | 471941186 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1693743 | Zach Koff | C/O Shake Shack Inc. 225 Varick Street, Suite 301 New York NY 10014 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-01-12 | 2,920 | $21.00 | 21,065 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2021-01-12 | 1,460 | $95.00 | 19,605 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-01-12 | 1,460 | $100.00 | 18,145 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2021-01-12 | 2,920 | $0.00 | 2,920 | $21.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 24,000 | 2025-01-29 | No | 4 | M | Direct |
Footnotes
- The transactions reported on this Form 4 were all effected pursuant to a 10b5-1 trading plan entered into on November 9, 2020.
- Mr. Koff hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and price at which the transaction was effected.
- An option to purchase 106,000 shares of Class A common stock at $21 per share was granted to Mr. Koff on January 29, 2015. 21,200 options vested on each of January 29, 2016, January 29, 2017, January 29, 2018, January 29, 2019, and January 29, 2020.
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