Filing Details
- Accession Number:
- 0000921895-21-000090
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-14 18:59:49
- Reporting Period:
- 2021-01-12
- Accepted Time:
- 2021-01-14 18:59:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1452857 | Steel Partners Holdings L.p. | SPLP | Miscellaneous Primary Metal Products (3390) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1598482 | A. Gordon Walker | C/O Steel Partners Holdings L.p. 590 Madison Avenue, 32Nd Floor New York NY 10022 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
6% Series A Preferred Units | Acquisiton | 2021-01-12 | 2,793 | $20.03 | 2,793 | No | 4 | P | Indirect | By Gordon A Walker Nonexempt Marital Trust |
6% Series A Preferred Units | Acquisiton | 2021-01-13 | 1,500 | $20.09 | 4,293 | No | 4 | P | Indirect | By Gordon A Walker Nonexempt Marital Trust |
6% Series A Preferred Units | Acquisiton | 2021-01-14 | 2,793 | $20.15 | 7,086 | No | 4 | P | Indirect | By Gordon A Walker Nonexempt Marital Trust |
Common Units No Par Value | Acquisiton | 2021-01-12 | 33,300 | $11.00 | 33,300 | No | 4 | P | Indirect | By Gordon A Walker Nonexempt Marital Trust |
Common Units No Par Value | Acquisiton | 2021-01-13 | 16,710 | $11.06 | 50,010 | No | 4 | P | Indirect | By Gordon A Walker Nonexempt Marital Trust |
Common Units No Par Value | Acquisiton | 2021-01-14 | 20,172 | $11.32 | 70,182 | No | 4 | P | Indirect | By Gordon A Walker Nonexempt Marital Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Gordon A Walker Nonexempt Marital Trust |
No | 4 | P | Indirect | By Gordon A Walker Nonexempt Marital Trust |
No | 4 | P | Indirect | By Gordon A Walker Nonexempt Marital Trust |
No | 4 | P | Indirect | By Gordon A Walker Nonexempt Marital Trust |
No | 4 | P | Indirect | By Gordon A Walker Nonexempt Marital Trust |
No | 4 | P | Indirect | By Gordon A Walker Nonexempt Marital Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Units No Par Value | 70,000 | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- The price reported in column 4 is a weighted average price. These units were purchased in multiple transactions at prices ranging from $19.90 to $20.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These units were purchased in multiple transactions at prices ranging from $19.99 to $20.10. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These units were purchased in multiple transactions at prices ranging from $20.10 to $20.23. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These units were purchased in multiple transactions at prices ranging from $10.87 to $11.06. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These units were purchased in multiple transactions at prices ranging from $10.99 to $11.13. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These units were purchased in multiple transactions at prices ranging from $11.185 to $11.39. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within the range set forth in this footnote.