Filing Details
- Accession Number:
- 0001730168-21-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-14 16:45:24
- Reporting Period:
- 2021-01-12
- Accepted Time:
- 2021-01-14 16:45:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1730168 | Broadcom Inc. | AVGO | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1142524 | W Eddy Hartenstein | C/O Broadcom Inc. 1320 Ridder Park Drive San Jose CA 95131 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Disposition | 2021-01-12 | 98 | $447.72 | 11,562 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-01-12 | 84 | $449.01 | 11,478 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-01-12 | 222 | $449.92 | 11,256 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-01-12 | 96 | $450.97 | 11,160 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-01-12 | 30 | $452.67 | 11,130 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-01-13 | 104 | $449.38 | 11,026 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-01-13 | 284 | $450.84 | 10,742 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-01-13 | 112 | $451.71 | 10,630 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-01-13 | 30 | $452.46 | 10,600 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.001 Par Value | 22,892 | Indirect | See Footnote |
Footnotes
- Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Transaction executed in multiple trades at prices ranging from $447.30 to $448.01 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Includes 949 restricted stock units.
- Transaction executed in multiple trades at prices ranging from $448.41 to $449.38 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $449.41 to $450.35 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $450.48 to $451.33 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $449.19 to $449.96 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $450.31 to $451.22 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $451.32 to $452.19 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee.
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