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Filing Details

Accession Number:: 0001179110-21-000586
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-01-13 19:44:33
Reporting Period:: 2021-01-11

Accepted Time:: 2021-01-13 19:44:33
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1610250	Boot Barn Holdings Inc.	BOOT	Retail-Shoe Stores (5661)	900776290

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1623534	Grant James Conroy	C/O Boot Barn Holdings, Inc. 15345 Barranca Pkwy Irvine CA 92618	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-01-11	12,651	$6.15	31,580	No	4	M	Direct
Common Stock	Acquisiton	2021-01-11	14,284	$7.11	45,864	No	4	M	Direct
Common Stock	Disposition	2021-01-11	26,935	$52.98	18,929	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Options	Disposition	2021-01-11	12,651	$0.00	12,651	$6.15
Common Stock	Options	Disposition	2021-01-11	14,284	$0.00	14,284	$7.11

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
50,602		2025-06-05	No	4	M	Direct
28,568		2024-05-20	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	50,832	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Options	$20.94	2030-05-21	38,957	38,957	Direct
Common Stock	Options	$23.92	2026-05-24	105,112	105,112	Direct
Common Stock	Options	$24.08	2030-05-21	41,579	41,579	Direct
Common Stock	Options	$28.82	2023-06-09	58,553	58,553	Direct
Common Stock	Options	$28.63	2029-05-20	227,273	227,273	Direct
Common Stock	Options	$28.63	2029-05-20	37,760	37,760	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2030-05-21	38,957	38,957	Direct
2026-05-24	105,112	105,112	Direct
2030-05-21	41,579	41,579	Direct
2023-06-09	58,553	58,553	Direct
2029-05-20	227,273	227,273	Direct
2029-05-20	37,760	37,760	Direct

Footnotes

All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
Reflects the weighted average price of sales on January 11, 2021. The shares were sold in multiple transactions at prices ranging from $52.21 to $54.00, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Consists of the number of shares of common stock held by the reporting person as of January 11, 2021 that are not subject to further vesting conditions.
Consists of the total number of shares of common stock underlying restricted stock units held by the reporting person as of January 11, 2021 that remain subject to time-based vesting.
The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a five-year period in equal annual installments on each anniversary of the grant date.
The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date.
The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting on May 20, 2023 if (i) with respect to 33% of the shares of common stock issuable upon exercise of the Options, the average closing price of the common stock on the New York Stock Exchange during any consecutive 30 trading days between May 20, 2019 and May 20, 2023 (the "Average Trading Price") equals or exceeds 150% of the exercise price, (ii) with respect to an additional 33% if the Average Trading Price equals or exceeds 175% of the exercise price and (iii) with respect to an additional 34% if the Average Trading Price equals or exceeds 200% of the exercise price, in each case, subject to earlier vesting in connection with death, disability or a change in control.